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GLOBAL BROKERAGE SERVICES, INC.

HUNT VALLEY, MD · CRD 37505 · IAPD ↗ · globalbrokers.net · 410-785-4990

$162.8MRegulatory AUM
6Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
12States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
September 2026 — GLOBAL BROKERAGE SERVICES, INC. added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
August 2026 — GLOBAL BROKERAGE SERVICES, INC. notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
March 2025 — GLOBAL BROKERAGE SERVICES, INC. notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
November 2024 — GLOBAL BROKERAGE SERVICES, INC. (HUNT VALLEY, MD) is newly SEC-registered with $117.8M RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.