← Tributary

DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC

ROSELAND, NJ · CRD 321737 · IAPD ↗ · 973-226-6000

$154.4MRegulatory AUM
4Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

46
August 2026 — DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC notice-filed in FL, NY, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
July 2026 — DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC (ROSELAND, NJ) is newly SEC-registered with $154.4M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.