← Tributary

BEARING POINT CAPITAL

RICHFIELD, MN · CRD 332023 · IAPD ↗ · bearingpointcap.com · 952-800-6301

$1.11BRegulatory AUM
4Advisory reps
7Employees
0Clients
51-100Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — BEARING POINT CAPITAL notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
May 2026 — BEARING POINT CAPITAL moved its main office from BLOOMINGTON, MN to RICHFIELD, MN.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
66
April 2026 — BEARING POINT CAPITAL reports 51-100 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2026 — BEARING POINT CAPITAL crossed $1B in regulatory AUM ($907.5M -> $1.11B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
December 2024 — BEARING POINT CAPITAL notice-filed in AZ, CA, FL, IL, NY, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
December 2024 — BEARING POINT CAPITAL reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
December 2024 — BEARING POINT CAPITAL now reports custody of client assets ($10.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
December 2024 — BEARING POINT CAPITAL's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
September 2024 — BEARING POINT CAPITAL (BLOOMINGTON, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.