← Tributary

ANCHOR & OAK WEALTH ADVISORS, LLC

MARCO ISLAND, FL · CRD 342544 · IAPD ↗ · 516-662-2546

$0Regulatory AUM
3Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

50
September 2026 — ANCHOR & OAK WEALTH ADVISORS, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
44
August 2026 — ANCHOR & OAK WEALTH ADVISORS, LLC notice-filed in CA, DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
August 2026 — ANCHOR & OAK WEALTH ADVISORS, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
95
July 2026 — ANCHOR & OAK WEALTH ADVISORS, LLC (MARCO ISLAND, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.