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THE ADVISORY FIRM

ALPHARETTA, GA · CRD 139125 · IAPD ↗ · theadvisoryfirm.net · 678-566-3711

$126.4MRegulatory AUM
1Advisory reps
1Employees
20Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — THE ADVISORY FIRM notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
August 2026 — THE ADVISORY FIRM (ALPHARETTA, GA) is newly SEC-registered with $126.4M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.