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BG INVESTMENT SERVICES, LLC

HAGATNA, Guam · CRD 281716 · IAPD ↗ · asctrust.com · 671-472-5490

$868.5MRegulatory AUM
5Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

15
August 2026 — BG INVESTMENT SERVICES, LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
13
February 2026 — BG INVESTMENT SERVICES, LLC filed an Item 4A succession naming BG INVESTMENT SERVICES, INC. (CRD 281716) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
17
February 2026 — BG INVESTMENT SERVICES, LLC notice-filed in HI, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
28
February 2026 — BG INVESTMENT SERVICES, INC. is now doing business as BG INVESTMENT SERVICES, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
40
February 2026 — BG INVESTMENT SERVICES, LLC crossed $500M in regulatory AUM ($439.9M -> $868.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
41
February 2026 — BG INVESTMENT SERVICES, LLC grew from 2 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
23
March 2025 — BG INVESTMENT SERVICES, INC. shrank from 5 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
43
March 2025 — BG INVESTMENT SERVICES, INC. reported RAUM up 136% ($186.2M -> $439.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
39
May 2024 — BG INVESTMENT SERVICES, INC. grew from 1 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
33
April 2024 — BG INVESTMENT SERVICES, INC. reported RAUM up 41% ($132.1M -> $186.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.