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PLANWISER FINANCIAL

COLORADO SPRINGS, CO · CRD 331675 · IAPD ↗ · 719-822-0808

$169.1MRegulatory AUM
2Advisory reps
6Employees
4Clients
1-10Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
August 2026 — PLANWISER FINANCIAL notice-filed in AR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
April 2026 — PLANWISER FINANCIAL notice-filed in AZ, LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2026 — PLANWISER FINANCIAL reported RAUM up 26% ($134.1M -> $169.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — PLANWISER FINANCIAL now reports custody of client assets ($27.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
February 2026 — PLANWISER FINANCIAL notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
January 2025 — PLANWISER FINANCIAL's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
65
December 2024 — PLANWISER FINANCIAL now reports custody of client assets ($90.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
November 2024 — PLANWISER FINANCIAL notice-filed in CA, FL, NE, TX, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
September 2024 — PLANWISER FINANCIAL (COLORADO SPRINGS, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.