← Tributary

UNDERDOG WEALTH MANAGEMENT, LLC

MAPLE GROVE, MN · CRD 152998 · IAPD ↗ · underdogwealthmanagement.com · 763-497-3000

$111.9MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
August 2026 — UNDERDOG WEALTH MANAGEMENT, LLC (MAPLE GROVE, MN) is newly SEC-registered with $111.9M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.