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SUMMIT FINANCIAL WEALTH ADVISORS

LAFAYETTE, LA · CRD 171278 · IAPD ↗ · 337-232-1141

$1.80BRegulatory AUM
17Advisory reps
22Employees
0Clients
51-100Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — SUMMIT FINANCIAL WEALTH ADVISORS notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — SUMMIT FINANCIAL WEALTH ADVISORS reported RAUM up 27% ($1.42B -> $1.80B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2026 — SUMMIT FINANCIAL WEALTH ADVISORS grew from 12 to 17 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
June 2025 — SUMMIT FINANCIAL WEALTH ADVISORS added office(s): 3 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.