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PATHWAY FINANCIAL ADVISORS, LLC

SOUTH BURLINGTON, VT · CRD 124801 · IAPD ↗ · 802-660-7086

$1.65BRegulatory AUM
7Advisory reps
11Employees
6Clients
251-500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
August 2026 — PATHWAY FINANCIAL ADVISORS, LLC notice-filed in AZ, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — PATHWAY FINANCIAL ADVISORS, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
72
April 2026 — PATHWAY FINANCIAL ADVISORS, LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2026 — PATHWAY FINANCIAL ADVISORS, LLC crossed $1B in regulatory AUM ($894.8M -> $1.65B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.