Marketing & brand — June 2025
Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).
497 firms opened this window in the June 2025 SEC roster: 237 state expansion, 146 new registration, 39 disclosure added, 27 relocation, 27 website changed, 21 rename.
98
KINEO CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered with $258.0M RAUM and 2 advisory reps. IAPD ↗
98
55 NORTH PRIVATE WEALTH — (WINTER PARK, FL) is newly SEC-registered with $366.8M RAUM and 5 advisory reps. IAPD ↗
98
SANDS CAPITAL HORIZONS, LLC — (ARLINGTON, VA) is newly SEC-registered with $428.0M RAUM and 2 advisory reps. IAPD ↗
95
HECKMAN FINANCIAL & INSURANCE SERVICES, INC. — (SAN JOSE, CA) is newly SEC-registered with $114.4M RAUM and 4 advisory reps. IAPD ↗
95
CERTIFIED FINANCIAL STRATEGIES CORPORATION — (DALLAS, TX) is newly SEC-registered with $118.1M RAUM and 2 advisory reps. IAPD ↗
95
GLOBAL FINANCIAL PLANNING GROUP, LLC — (TROY, MI) is newly SEC-registered with $125.6M RAUM and 2 advisory reps. IAPD ↗
95
SUMMIT FINANCIAL PARTNERS, INC. — (GLEN ALLEN, VA) is newly SEC-registered with $124.5M RAUM and 1 advisory reps. IAPD ↗
95
MFG INVESTMENTS, LLC — (MEDFORD, NJ) is newly SEC-registered with $121.0M RAUM and 5 advisory reps. IAPD ↗
95
MCLAUGHLIN ASSET MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $125.3M RAUM and 3 advisory reps. IAPD ↗
95
MFG WEALTH MANAGEMENT, INC. — (INDIANAPOLIS, IN) is newly SEC-registered with $111.8M RAUM and 3 advisory reps. IAPD ↗
95
ARRIVAL CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $38.2M RAUM and 1 advisory reps. IAPD ↗
95
NETWORTH FINANCIAL SERVICES, LLC — (JOHNS CREEK, GA) is newly SEC-registered with $121.8M RAUM and 2 advisory reps. IAPD ↗
95
BRADYCO FINANCIAL — (location n/a) is newly SEC-registered with $175.7M RAUM and 1 advisory reps. IAPD ↗
95
HERITAGE CAPITAL, LLC — (WOODBRIDGE, CT) is newly SEC-registered with $128.9M RAUM and 3 advisory reps. IAPD ↗
95
REXFORD CAPITAL — (location n/a) is newly SEC-registered with $128.1M RAUM and 2 advisory reps. IAPD ↗
95
COLUMBIA BENEFITS, LLC — (DENVER, CO) is newly SEC-registered with $107.7M RAUM and 1 advisory reps. IAPD ↗
95
BROADHURST FINANCIAL ADVISORS, INC. — (WEST POINT, PA) is newly SEC-registered with $110.0M RAUM and 1 advisory reps. IAPD ↗
95
OUTLOOK CAPITAL MANAGEMENT, LLC — (ARLINGTON HEIGHTS, IL) is newly SEC-registered with $101.4M RAUM and 2 advisory reps. IAPD ↗
95
BULWARK CAPITAL CORPORATION — (location n/a) is newly SEC-registered with $117.1M RAUM and 2 advisory reps. IAPD ↗
95
HACKETT FINANCIAL GROUP, LLC — (WIMBERLEY, TX) is newly SEC-registered with $133.2M RAUM and 2 advisory reps. IAPD ↗
95
AGDEAVOR INVESTMENTS — (WORTHINGTON, OH) is newly SEC-registered with $24.8M RAUM and 3 advisory reps. IAPD ↗
95
EAST ROCK FINANCIAL SERVICES, LLC — (location n/a) is newly SEC-registered with $111.4M RAUM and 2 advisory reps. IAPD ↗
95
A.T. LLOYD'S, INC — (SEATTLE, WA) is newly SEC-registered with $118.6M RAUM and 1 advisory reps. IAPD ↗
95
BERKELEY CAPITAL MANAGEMENT, LLC — (ELLSWORTH, KS) is newly SEC-registered with $100.0M RAUM and 2 advisory reps. IAPD ↗
95
ALLEN FINANCIAL MANAGEMENT — (OXFORD, MI) is newly SEC-registered with $114.6M RAUM and 1 advisory reps. IAPD ↗
95
MERIDIAN ASSET MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $114.4M RAUM and 2 advisory reps. IAPD ↗
95
QUANTUM CAPITAL INVESTMENTS, INC. — (location n/a) is newly SEC-registered with $125.0M RAUM and 1 advisory reps. IAPD ↗
95
HERITAGE WEALTH MANAGEMENT — (MEDFORD, MA) is newly SEC-registered with $118.3M RAUM and 2 advisory reps. IAPD ↗
95
OPAL ADVISORS — (BELLEVUE, WA) is newly SEC-registered with $121.5M RAUM and 3 advisory reps. IAPD ↗
95
THIELEN CAPITAL CORPORATION — (LADERA RANCH, CA) is newly SEC-registered with $100.4M RAUM and 1 advisory reps. IAPD ↗
95
ALLUVIAL CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $105.2M RAUM and 1 advisory reps. IAPD ↗
95
TRUADVISORS — (TAMPA, FL) is newly SEC-registered with $100.0M RAUM and 3 advisory reps. IAPD ↗
95
UPTOWN CAPITAL ADVISORS — (DALLAS, TX) is newly SEC-registered with $125.3M RAUM and 2 advisory reps. IAPD ↗
95
REI WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $163.0M RAUM and 1 advisory reps. IAPD ↗
95
RED REEF ADVISORS LLC — (BOCA RATON, FL) is newly SEC-registered with $125.5M RAUM and 3 advisory reps. IAPD ↗
95
ALVIN CLAY FINANCIAL ADVISORS, LLC — (JENKINTOWN, PA) is newly SEC-registered with $154.6M RAUM and 5 advisory reps. IAPD ↗
95
FINEC ASSET MANAGEMENT — (SAN DIEGO, CA) is newly SEC-registered with $126.3M RAUM and 6 advisory reps. IAPD ↗
95
FOREFRONT ASSET MANAGEMENT, LLC — (VIRGINIA BEACH, VA) is newly SEC-registered with $122.9M RAUM and 3 advisory reps. IAPD ↗
95
FOCUS PLANNING GROUP — (location n/a) is newly SEC-registered with $35.6M RAUM and 1 advisory reps. IAPD ↗
95
OCTOBER EFFECT LTD. — (VIRGINIA BEACH, VA) is newly SEC-registered with $111.7M RAUM and 4 advisory reps. IAPD ↗
95
PROVIDENT LIVING FINANCIAL SERVICES — (LEHI, UT) is newly SEC-registered with $130.4M RAUM and 2 advisory reps. IAPD ↗
95
KUHN CAPITAL PARTNERS — (NAPERVILLE, IL) is newly SEC-registered with $125.8M RAUM and 5 advisory reps. IAPD ↗
95
FRA WEALTH MANAGEMENT LLC — (O'FALLON, IL) is newly SEC-registered with $100.0M RAUM and 2 advisory reps. IAPD ↗
95
ELITE INCOME ADVISORS, INC. — (ELLICOTT CITY, MD) is newly SEC-registered with $150.1M RAUM and 8 advisory reps. IAPD ↗
95
NORTH BAY WEALTH MANAGEMENT — (PETALUMA, CA) is newly SEC-registered with $102.1M RAUM and 1 advisory reps. IAPD ↗
95
TONE CAPITAL, LLC — (RICHMOND, VA) is newly SEC-registered with $103.2M RAUM and 3 advisory reps. IAPD ↗
95
COMPLETE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $125.1M RAUM and 2 advisory reps. IAPD ↗
95
KNOX AVENUE FINANCIAL CORP. — (ST. PAUL, MN) is newly SEC-registered with $118.9M RAUM and 1 advisory reps. IAPD ↗
95
PEAK FINANCIAL CONSULTING, INC. — (BLOOMINGTON, MN) is newly SEC-registered with $110.2M RAUM and 2 advisory reps. IAPD ↗
95
ELLERBROCK-NORRIS WEALTH STRATEGIES LLC — (OMAHA, NE) is newly SEC-registered with $110.6M RAUM and 3 advisory reps. IAPD ↗
95
ZINNIA WEALTH ADVISORY, LLC — (OCALA, FL) is newly SEC-registered with $146.6M RAUM and 2 advisory reps. IAPD ↗
95
TCG WEALTH MANAGEMENT — (NASHUA, NH) is newly SEC-registered with $121.3M RAUM and 3 advisory reps. IAPD ↗
95
POLARIS FINANCIAL PARTNERS, LLC — (WESTERVILLE, OH) is newly SEC-registered with $191.5M RAUM and 3 advisory reps. IAPD ↗
95
TOWN CAPITAL — (BEL AIR, MD) is newly SEC-registered with $121.9M RAUM and 3 advisory reps. IAPD ↗
95
1818 PRIVATE CLIENT GROUP, LLC — (AVENTURA, FL) is newly SEC-registered with $107.9M RAUM and 1 advisory reps. IAPD ↗
95
METIS WEALTH MANAGEMENT & PLANNING LLC — (BLUFFTON, SC) is newly SEC-registered with $107.6M RAUM and 2 advisory reps. IAPD ↗
95
WISDOM PLANNING GROUP — (ORLANDO, FL) is newly SEC-registered with $105.3M RAUM and 3 advisory reps. IAPD ↗
95
STRATTON CAPITAL INVESTMENT ADVISORY LLC — (NEW YORK, NY) is newly SEC-registered with $75.2M RAUM and 5 advisory reps. IAPD ↗
95
DIPAOLO FINANCIAL GROUP, INC. — (LUTZ, FL) is newly SEC-registered with $125.9M RAUM and 4 advisory reps. IAPD ↗
95
PCB CAPITAL LLC — (EAST BRUNSWICK, NJ) is newly SEC-registered with $122.5M RAUM and 1 advisory reps. IAPD ↗
95
CABIN ADVISORS, LLC — (OVERLAND PARK, KS) is newly SEC-registered with $133.6M RAUM and 14 advisory reps. IAPD ↗
95
TRUST BEYOND CORP — (location n/a) is newly SEC-registered with $114.9M RAUM and 1 advisory reps. IAPD ↗
95
APEX WEALTH ADVISORS LLC — (location n/a) is newly SEC-registered with $102.6M RAUM and 3 advisory reps. IAPD ↗
95
FIRST STEP WEALTH PLANNING — (location n/a) is newly SEC-registered with $26.4M RAUM and 1 advisory reps. IAPD ↗
95
COGENT PRIVATE WEALTH — (ORLANDO, FL) is newly SEC-registered with $141.5M RAUM and 4 advisory reps. IAPD ↗
95
ALIANZA CORP. INVESTMENT ADVISOR — (MIAMI, FL) is newly SEC-registered with $108.9M RAUM and 1 advisory reps. IAPD ↗
95
REID FINANCIAL INC — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GLR PARTNERS — (COLUMBIA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
STAR HARBOR INVESTMENTS INC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MATSON CAPITAL LLC — (MASON, OH) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗
95
SEQUINOX WEALTH MANAGEMENT, LLC — (LANCASTER, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
BINVESTING — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PIVOT CAPITAL PARTNERS LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CYPRESS CAPITAL — (TALLAHASSEE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CLOVERPOINT, LLC — (MINNEAPOLIS, MN) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC. — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 11 advisory reps. IAPD ↗
95
EVERGREEN WEALTH PARTNERS LLC — (KALISPELL, MT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
CAMBRIA WEALTH MANAGEMENT — (SARASOTA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ANCHYRA PARTNERS LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
THIRD VIEW PRIVATE WEALTH — (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CONNECTIVE WEALTH PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
FREEDOM ASSET MANAGEMENT — (SPOKANE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LYONS CAPITAL GROUP — (SHREVEPORT, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
FAO WEALTH INC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CLOVER LEAF FINANCIAL LLC — (FAIRPORT, NY) is newly SEC-registered with $54.0M RAUM and 2 advisory reps. IAPD ↗
95
GREENSTONE BELT WEALTH ADVISORS, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
DACHTLER WEALTH ADVISORS, LLC — (FOLSOM, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STRIVE WEALTH MANAGEMENT, LLC — (DALLAS, TX) is newly SEC-registered with $179.1M RAUM and 5 advisory reps. IAPD ↗
95
JOURNEY EQUITY WEALTH MANAGEMENT LLC — (DOWNEY, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BELLINGRATH WEALTH MANAGEMENT, L.L.C. — (NEW ORLEANS, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
BRAVE NEW WEALTH — (WESTLAKE VILLAGE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TE ADVISORS LLC — (QUINCY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WINFORD WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STEINWOLD & CO. LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
95
SAMARA CAPITAL — (LAKE OSWEGO, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ARG PRIVATE WEALTH, LLC — (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SANCHEZ GAUNT CAPITAL MANAGEMENT, LLC — (RENO, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PRESTIGE WEALTH MANAGEMENT — (SOUTHLAKE, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
SLEDGE AND COMPANY WEALTH ADVISORS — (HIGH POINT, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
TEMPO WEALTH — (AVON, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
FIVANCIAL ADVISORS, INC. — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BEAU MORGAN ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
AGILIS INVESTMENT MANAGEMENT LLC — (WILTON, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
DISHMI CAPITAL, LLC — (SOUTH PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
60
GRIMES & COMPANY — LLC is now doing business as GRIMES & COMPANY. IAPD ↗
60
CALYDON CAPITAL, LLC — PRINCIPAL STREET PARTNERS, LLC is now doing business as . IAPD ↗
58
BCA PRIVATE WEALTH, INC. — BALLENTINE CAPITAL ADVISORS, INC. is now doing business as . IAPD ↗
58
BOYUM WEALTH ARCHITECTS LLC — HERITAGE WEALTH ARCHITECTS, INC. is now doing business as . IAPD ↗
58
DOVETAIL FINANCIAL GROUP LLC — TRANSITUS WEALTH PARTNERS LLC is now doing business as . IAPD ↗
55
J.P. MORGAN SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 7 (179 -> 186). IAPD ↗
55
STIFEL, NICOLAUS & COMPANY, INCORPORATED — 's Item 11 disclosure-reporting entries rose by 1 (157 -> 158). IAPD ↗
55
LPL FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 2 (341 -> 343). IAPD ↗
55
PRIMERICA ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (33 -> 34). IAPD ↗
55
MML INVESTORS SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 2 (74 -> 76). IAPD ↗
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (642 -> 643). IAPD ↗
55
OSAIC WEALTH, INC. — 's Item 11 disclosure-reporting entries rose by 6 (132 -> 138). IAPD ↗
55
VALIC FINANCIAL ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 8 (53 -> 61). IAPD ↗
55
DWS INVESTMENT MANAGEMENT AMERICAS, INC. — 's Item 11 disclosure-reporting entries rose by 10 (127 -> 137). IAPD ↗
55
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC — 's Item 11 disclosure-reporting entries rose by 1 (15 -> 16). IAPD ↗
55
NORTHEAST INVESTMENT MANAGEMENT INC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
CETERA INVESTMENT ADVISERS LLC — 's Item 11 disclosure-reporting entries rose by 3 (49 -> 52). IAPD ↗
55
BARINGS LLC — 's Item 11 disclosure-reporting entries rose by 2 (6 -> 8). IAPD ↗
55
VANGUARD ADVISERS, INC. — 's Item 11 disclosure-reporting entries rose by 15 (53 -> 68). IAPD ↗
55
RREEF AMERICA L.L.C. — 's Item 11 disclosure-reporting entries rose by 10 (127 -> 137). IAPD ↗
55
ADVANCE CAPITAL MANAGEMENT INC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
55
PINNACLE INVESTMENTS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
55
OSAIC ADVISORY SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 2 (12 -> 14). IAPD ↗
55
WORLD INVESTMENT ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 23 (8 -> 31). IAPD ↗
55
VANGUARD PERSONALIZED INDEXING MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 14 (51 -> 65). IAPD ↗
55
VENTURE VISIONARY PARTNERS LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE — SUPERIOR PLANNING, LLC is now doing business as . IAPD ↗
55
CHARMARLINE WEALTH MANAGEMENT LLC — LANEVE FINANCIAL GUIDANCE LLC is now doing business as . IAPD ↗
55
SMITH BRUER — ADVISORS is now doing business as SMITH BRUER. IAPD ↗
55
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. — BROADSTREET GLOBAL ADVISORS, INC. is now doing business as . IAPD ↗
55
ALCYON WEALTH PARTNERS — ALCYON WEALTH ADVISORS, LLC is now doing business as . IAPD ↗
55
SONOMA ALLOCATIONS — SONOMA FAMILY WEALTH is now doing business as . IAPD ↗
55
NWF ADVISORY SERVICES INC — notice-filed in CT, IN, KS, MN, NE, NJ, PA, TN. IAPD ↗
55
BERMAN MCALEER — notice-filed in CA, CO, DE, FL, GA, LA, MA, NC, NJ, NY, PA, SC, TX, VA. IAPD ↗
55
PARKWAY WEALTH MANAGEMENT GROUP, LLC — notice-filed in AR, AZ, CA, CO, FL, GA, IL, KS, LA, MI, NC, NE, NH, NY, OK, TN, WA. IAPD ↗
53
ELEMENT WEALTH, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
COMPOSITION WEALTH, LLC — notice-filed in DE, IN, MA, OH. IAPD ↗
53
THAYER PARTNERS LLC — notice-filed in CO, IL, IN, MD, NC, SC. IAPD ↗
53
LIBERTY SQUARE WEALTH PARTNERS LLC — notice-filed in CA, CT, LA, MD, NC, NE, NJ, NY, SC, TX, VA. IAPD ↗
53
HENDERSON BROTHERS FINANCIAL PARTNERS LLC — notice-filed in CA, FL, NJ, NY, SC. IAPD ↗
53
THREE ARCH WEALTH MANAGEMENT LLC — notice-filed in FL, IL, MA, NY, UT, WA. IAPD ↗
51
INTEGRATED FINANCIAL STRATEGIES, LLC — notice-filed in CT, MD, TN, WI. IAPD ↗
51
MYSTIC ASSET MANAGEMENT — notice-filed in FL, MA, NH, TX. IAPD ↗
51
ALPHACORE CAPITAL LLC — notice-filed in IN, MT, WY. IAPD ↗
51
GIBBS WEALTH MANAGEMENT, LLC — notice-filed in ID, MN, MO, VA. IAPD ↗
51
TRIAD WEALTH PARTNERS, LLC — notice-filed in ID, LA, MS, TN. IAPD ↗
51
GC WEALTH MANAGEMENT RIA, LLC — notice-filed in DC, MD, VA. IAPD ↗
50
HANSEN & ASSOCIATES FINANCIAL GROUP INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
STEADTRUST — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
VERIS WEALTH PARTNERS, LLC — moved its main office from SAN FRANCISCO, CA to OAKLAND, CA. IAPD ↗
50
PANDI, LLC — moved its main office from LEAWOOD, KS to KANSAS CITY, MO. IAPD ↗
50
ALPHA WEALTH FUNDS, LLC — notice-filed in AK, AZ, CA, FL, ID, IL, MD, MI, NC, NJ, NV, OH, OK, OR, VA, WA, WI, WY. IAPD ↗
50
VILLAGE WEALTH ADVISORS — notice-filed in AZ, CO, FL, ID, MA, NC, NV, NY, OH, OR, WA. IAPD ↗
50
CARRY ADVISORS LLC — notice-filed in AR, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, KS, LA, MA, MD, ME, MI, MN, NC, NE, NH, NJ, NV, OH, OK, OR, PA, PR, SC, SD, TN, TX, UT, VA, WA, WI, WY. IAPD ↗
50
CATALYST WEALTH MANAGEMENT LLC — notice-filed in DE, IA, IN, ME, MN, MS, MT, ND, NH, NJ, OK, RI, SD, VI, VT, WV, WY. IAPD ↗
50
STOCKPILE INVESTMENT ADVISORS, INC. — notice-filed in AZ, CO, FL, GA, IL, MD, MI, MO, NC, NJ, NY, OH, PA, SC, TN, TX, VA, WA, WI. IAPD ↗
50
STRIVE FINANCIAL GROUP, LLC — notice-filed in CA, CO, FL, MT, OH, TN, WI. IAPD ↗
50
ALONGSIDE, LLC — notice-filed in AZ, CA, CO, FL, IL, WA, WI. IAPD ↗
50
OASIS ADVISORS — notice-filed in CA, CO, FL, GA, IL, KS, LA, MN, NC, NE, NM, NV, OK, PA, TN, UT, VA, WA, WY. IAPD ↗
49
FINANCIAL SYNERGIES — notice-filed in HI, TN. IAPD ↗
49
DISCIPLINED INVESTORS, L.L.C. — notice-filed in CA, CO, OK. IAPD ↗
49
AMERAUDI ASSET MANAGEMENT, INC. — notice-filed in MD, SD. IAPD ↗
49
BLUE CHIP PARTNERS, LLC — notice-filed in CO, SC. IAPD ↗
49
GLASSMAN WEALTH SERVICES, LLC — notice-filed in CT, IL. IAPD ↗
49
ABOUND WEALTH MANAGEMENT, LLC — notice-filed in KS, OR. IAPD ↗
49
XYPN INVEST — notice-filed in ID, ME, WV. IAPD ↗
49
BROOKLYN INVESTMENT GROUP, LLC — notice-filed in CA, FL, NE. IAPD ↗
49
THE NORDEN GROUP LLC — notice-filed in MI, NH. IAPD ↗
49
GREATER MIDWEST FINANCIAL GROUP, LLC — notice-filed in AZ, CA, WI. IAPD ↗
49
TIDEMARK, LLC — notice-filed in ID, NV, PA. IAPD ↗
49
SPARTAN WEALTH MANAGEMENT — notice-filed in CA, NY, OH. IAPD ↗
48
FIRESTONE CAPITAL MANAGEMENT INC — moved its main office from CORAL GABLES, FL to SOUTH MIAMI, FL. IAPD ↗
48
DELTA FINANCIAL ADVISORS, L.L.C. — moved its main office from NEW ORLEANS, LA to METAIRIE, LA. IAPD ↗
48
PAULSON WEALTH MANAGEMENT INC. — moved its main office from WHEATON, IL to WEST PALM BEACH, FL. IAPD ↗
48
BOYUM WEALTH ARCHITECTS LLC — moved its main office from MENDOTA HEIGHTS, MN to BLOOMINGTON, MN. IAPD ↗
48
BIRCHWOOD FINANCIAL PARTNERS, INC. — moved its main office from EDINA, MN to BLOOMINGTON, MN. IAPD ↗
48
HAMILTON WEALTH, LLC — moved its main office from ENCINO, CA to LOS ANGELES, CA. IAPD ↗
48
PARKWOODS WEALTH PARTNERS, LLC — moved its main office from SYRACUSE, NY to CLAYTON, MO. IAPD ↗
48
BIRKS FINANCIAL CORP. — notice-filed in LA, MD, NH, TX. IAPD ↗
48
KAGAN COCOZZA ASSET MANAGEMENT — notice-filed in CA, FL, NY, TX. IAPD ↗
48
ADVISOR SHARE WEALTH MANAGEMENT, LLC — notice-filed in CO, KY, MA, NJ. IAPD ↗
48
GLOBAL INVESTMENT ADVISORY — notice-filed in NJ, OK, SC, WI. IAPD ↗
48
ELYSIUM WEALTH MANAGEMENT, LLC — notice-filed in AZ, MN, NE, NH. IAPD ↗
47
COZAD ASSET MANAGEMENT INC — notice-filed in AR. IAPD ↗
47
ARCADIA INVESTMENT MANAGEMENT CORP — notice-filed in LA, NE. IAPD ↗
47
BALDWIN WEALTH PARTNERS, LLC — notice-filed in NC. IAPD ↗
47
EVERHART ADVISORS — notice-filed in NJ. IAPD ↗
47
LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP — notice-filed in NM. IAPD ↗
47
CHANDLER ASSET MANAGEMENT INC — notice-filed in MT. IAPD ↗
47
AMERICAN FINANCIAL ADVISORS INC — notice-filed in ID. IAPD ↗
47
GFP PRIVATE WEALTH — notice-filed in AZ. IAPD ↗
47
MADDEN ADVISORY SERVICES, INC. — notice-filed in LA, NC. IAPD ↗
47
JACKSON THORNTON WEALTH MANAGEMENT, LLC — notice-filed in NH. IAPD ↗
47
MACRO ADVISORS, INC. — notice-filed in NC, VT. IAPD ↗
47
SENSIBLE FINANCIAL PLANNING AND MANAGEMENT, LLC — notice-filed in IL, NJ. IAPD ↗
47
CHARTER OAK CAPITAL MANAGEMENT — notice-filed in IL. IAPD ↗
47
HERITAGE FINANCIAL SERVICES — notice-filed in LA. IAPD ↗
47
PROSPERITY - AN EISNERAMPER COMPANY — notice-filed in TN. IAPD ↗
47
LONGVIEW WEALTH MANAGEMENT — notice-filed in NE. IAPD ↗
47
WEST FINANCIAL SERVICES, INC. — notice-filed in WV. IAPD ↗
47
CYPRESS POINT WEALTH MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
47
ASHTON THOMAS PRIVATE WEALTH — notice-filed in HI. IAPD ↗
47
FOUNTAINHEAD ADVISORS — notice-filed in SC. IAPD ↗
47
LVW ADVISORS, LLC — notice-filed in AZ. IAPD ↗
47
THREE BELL CAPITAL LLC — notice-filed in VA. IAPD ↗
47
ANGELES WEALTH MANAGEMENT, LLC — notice-filed in MA. IAPD ↗
47
LAKE TAHOE WEALTH MANAGEMENT, INC. — notice-filed in NJ, PA. IAPD ↗
47
OCCIDENTAL ASSET MANAGEMENT, LLC — notice-filed in MN, ND. IAPD ↗
47
VIZCAYA CAPITAL, LLC — notice-filed in NY, TX. IAPD ↗
47
JOURNEY ADVISORY GROUP, LLC — notice-filed in WI. IAPD ↗
47
THE PATRIOT FINANCIAL GROUP, LLC — notice-filed in ND. IAPD ↗
47
CREWE ADVISORS — notice-filed in VA. IAPD ↗
47
QUARTZ PARTNERS INVESTMENT MANAGEMENT — notice-filed in MA, VA. IAPD ↗
47
WADDELL & ASSOCIATES, LLC — notice-filed in PA. IAPD ↗
47
LIFEGUIDE FINANCIAL ADVISORS, LLC — notice-filed in CO, CT. IAPD ↗
47
BORDEAUX WEALTH ADVISORS — notice-filed in MI. IAPD ↗
47
ALERA INVESTMENT ADVISORS, LLC — notice-filed in DE. IAPD ↗
47
PETERSON WEALTH SERVICES INC. — notice-filed in FL, GA. IAPD ↗
47
STEPHENS GROUP ASSET MANAGEMENT, LLC — notice-filed in MS. IAPD ↗
47
CAPITA FINANCIAL NETWORK, LLC — notice-filed in OH. IAPD ↗
47
FCG INVESTMENT COMPANY — notice-filed in AR, KY. IAPD ↗
47
GREAT WATERS FINANCIAL — notice-filed in NE. IAPD ↗
47
BADGLEY PHELPS WEALTH MANAGERS — notice-filed in IL. IAPD ↗
47
VESTGEN ADVISORS, LLC — notice-filed in KS. IAPD ↗
47
ARMSTRONG ADVISORY GROUP INC. — notice-filed in WI. IAPD ↗
47
UNITED ADVISOR GROUP — notice-filed in CT. IAPD ↗
47
BULL HARBOR CAPITAL LLC. — notice-filed in GA, VA. IAPD ↗
46
A4 WEALTH ADVISORS LLC — notice-filed in GA, MD, NY. IAPD ↗
46
APPLE TREE ASSET MANAGEMENT, LLC — notice-filed in FL, MI, OH. IAPD ↗
46
ACCELERATE RETIREMENT — notice-filed in ID, NV, VA. IAPD ↗
45
ADVISOR FINANCIAL SERVICES, INC. — moved its main office from GLEN ALLEN, VA to CHATHAM, NY. IAPD ↗
45
AVENTUS INVESTMENT ADVISORS, INC. — moved its main office from CORNELIUS, NC to NAPLES, FL. IAPD ↗
45
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC — moved its main office from WASHINGTON, D.C., DC to WASHINGTON, DC. IAPD ↗
45
GENESIS FINANCIAL GROUP, LLC — moved its main office from MAHWAH, NJ to PARAMUS, NJ. IAPD ↗
45
QUANTCA FINANCIAL — moved its main office from DOVER, DE to EDMONDS, WA. IAPD ↗
45
ADVISIFI LLC — moved its main office from NEW YORK, NY to ST PETERSBURG, FL. IAPD ↗
45
ACTIVA FINANCIAL — moved its main office from KEY BISCAYNE, FL to MIAMI, FL. IAPD ↗
45
CAMBIENT FAMILY OFFICE, LLC — moved its main office from FRUITPORT, MI to ADA, MI. IAPD ↗
45
FAGAN ASSOCIATES INC — notice-filed in NJ. IAPD ↗
45
BLUE OCEAN CAPITAL — notice-filed in NY. IAPD ↗
45
HANSON & DOREMUS INVESTMENT MANAGEMENT — notice-filed in ME. IAPD ↗
45
INVESTMENT ADVISORY GROUP LLC — notice-filed in VT. IAPD ↗
45
COMPREHENSIVE FINANCIAL PLANNING, INC. — notice-filed in VA. IAPD ↗
45
DESTINY CAPITAL CORPORATION — notice-filed in MN. IAPD ↗
45
CRESCENT ADVISOR GROUP, INC. — notice-filed in NH. IAPD ↗
45
MARATHON CAPITAL MANAGEMENT — notice-filed in CO. IAPD ↗
45
PURKISS CAPITAL ADVISORS, LLC — notice-filed in VA. IAPD ↗
45
AEQUITAS INVESTMENT ADVISORS, LLC — notice-filed in CT. IAPD ↗
45
SALEM PARTNERS WEALTH MANAGEMENT, LLC — notice-filed in NY. IAPD ↗
45
BONTEMPO OHLY CAPITAL MANAGEMENT, LLC — notice-filed in NJ. IAPD ↗
45
AVION WEALTH — notice-filed in AZ. IAPD ↗
45
SAGE CAPITAL ADVISORS, LLC — notice-filed in NE. IAPD ↗
45
TORREY GROWTH & INCOME ADVISORS, LLC — notice-filed in NC. IAPD ↗
45
WORTHPOINTE — notice-filed in FL. IAPD ↗
45
SECURE ASSET MANAGEMENT, L.L.C. — notice-filed in IA. IAPD ↗
45
PARADIGM WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
45
HUDOCK CAPITAL GROUP — notice-filed in CO. IAPD ↗
45
PAULSON WEALTH MANAGEMENT INC. — notice-filed in VA. IAPD ↗
45
MOSS, LUSE & WOMBLE, LLC — notice-filed in MD. IAPD ↗
45
QUAD-CITIES INVESTMENT GROUP, LLC — notice-filed in MN. IAPD ↗
45
BLACK CORAL FINANCIAL ADVISORS, LLC — notice-filed in NH. IAPD ↗
45
EMPIRICAL ASSET MANAGEMENT, LLC — notice-filed in SC. IAPD ↗
45
HOBBS GROUP ADVISORS LLC — notice-filed in OH. IAPD ↗
45
NORTHWEST QUADRANT WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗
45
KINGSBRIDGE WEALTH MANAGEMENT, INC. — notice-filed in TX. IAPD ↗
45
ALJIAN CAPITAL MANAGEMENT — notice-filed in WA. IAPD ↗
45
PRACTICECFO INVESTMENTS — notice-filed in NY. IAPD ↗
45
MARQUETTE WEALTH MANAGEMENT — notice-filed in CO. IAPD ↗
45
SUNPOINTE INVESTMENTS — notice-filed in NJ. IAPD ↗
45
COMPASS ADVISORS — notice-filed in PA. IAPD ↗
45
FINANCIAL PARTNERS GROUP, INC. — notice-filed in VA. IAPD ↗
45
KPP ADVISORY SERVICES LLC — notice-filed in OR. IAPD ↗
45
PANORAMIC INVESTMENT ADVISORS — notice-filed in ID. IAPD ↗
45
NEW WORLD ADVISORS LLC — notice-filed in FL. IAPD ↗
45
GREAT DIAMOND PARTNERS, LLC — notice-filed in VT. IAPD ↗
45
PRECISION WEALTH STRATEGIES, LLC — notice-filed in CA. IAPD ↗
45
PALATINE HILL WEALTH MANAGEMENT — notice-filed in NY. IAPD ↗
45
GETTINGS BUSCH WEALTH MANAGEMENT — notice-filed in NC. IAPD ↗
45
THE MILLSTONE EVANS GROUP, LLC — notice-filed in AZ. IAPD ↗
45
LAKERIDGE WEALTH MANAGEMENT LLC — notice-filed in KY. IAPD ↗
45
THEPARTNERS WEALTH MANAGEMENT — notice-filed in IA. IAPD ↗
45
COMPASS FINANCIAL ADVISORY SERVICES, LLC — notice-filed in KY. IAPD ↗
45
SECOND 50 FINANCIAL — notice-filed in FL. IAPD ↗
45
THE PINES WEALTH MANAGEMENT, LLC — notice-filed in NY. IAPD ↗
45
THREE SEASONS WEALTH — notice-filed in IL. IAPD ↗
45
BBVA GLOBAL WEALTH ADVISORS, INC. — notice-filed in CA. IAPD ↗
45
FOGUTH WEALTH MANAGEMENT, LLC. — notice-filed in VA. IAPD ↗
45
CAPITAL A WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗
45
ALTERI WEALTH — notice-filed in CO. IAPD ↗
45
PARKWOODS WEALTH PARTNERS, LLC — notice-filed in CT. IAPD ↗
45
UNITING WEALTH PARTNERS — notice-filed in NY. IAPD ↗
45
SELBY WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
45
ELEVATED FINANCIAL GROUP — notice-filed in IA. IAPD ↗
44
W&S BROKERAGE SERVICES, INC. — notice-filed in MA, MS. IAPD ↗
44
BANYAN CAPITAL MANAGEMENT, INC. — notice-filed in AL, MS. IAPD ↗
44
KCD FINANCIAL, INC. — notice-filed in NC, TN. IAPD ↗
44
RICHWOOD INVESTMENT ADVISORS, LLC — notice-filed in FL, NY. IAPD ↗
44
EASTSOUND CAPITAL ADVISORS, LLC — notice-filed in NC, NY. IAPD ↗
44
PARADY WEALTH MANAGEMENT — notice-filed in IN, NC. IAPD ↗
44
ARES FINANCIAL CONSULTING LLC — notice-filed in AZ, NH. IAPD ↗
44
ATLATL ADVISERS — notice-filed in FL, NY. IAPD ↗
44
MOMENT PRIVATE WEALTH — notice-filed in FL, NE. IAPD ↗
44
BALANCE WEALTH — notice-filed in CA, FL. IAPD ↗
44
HOLISTIC WEALTH ADVISORS — notice-filed in MA, NC. IAPD ↗
44
INFLECTION CAPITAL MANAGEMENT, LLC — notice-filed in MA, NH. IAPD ↗
44
SYNERGY CAPITAL — notice-filed in AZ, MS. IAPD ↗
44
W&S ADVISORY SERVICES, LLC — notice-filed in GA, LA. IAPD ↗
42
CREWS & ASSOCIATES, INC. — notice-filed in OK. IAPD ↗
42
BOND TECH INC — notice-filed in FL. IAPD ↗
42
PRIVATE ASSET MANAGEMENT INC — notice-filed in TX. IAPD ↗
42
RESOURCE 1, INC. — notice-filed in FL. IAPD ↗
42
CARMICHAEL CREEL INVESTMENTS — notice-filed in LA. IAPD ↗
42
AMERICAN ASSET MANAGEMENT INC. — notice-filed in TX. IAPD ↗
42
DBS INVESTMENT ADVISERS, LLC — notice-filed in IN. IAPD ↗
42
KALTBAUM CAPITAL MANAGEMENT — notice-filed in AZ. IAPD ↗
42
KEYSTONE FINANCIAL GROUP, INC. — notice-filed in FL. IAPD ↗
42
MERRION INVESTMENT MANAGEMENT CO, LLC — notice-filed in CT. IAPD ↗
42
TRUEMAN BROWN — notice-filed in NY. IAPD ↗
42
PERIOPE, LC — notice-filed in CA. IAPD ↗
42
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC — notice-filed in PA. IAPD ↗
42
INTEGRATED CAPITAL MANAGEMENT, INC. — notice-filed in UT. IAPD ↗
42
LIFE PLANNING ADVISORS LLC — notice-filed in TX. IAPD ↗
42
CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC — notice-filed in LA. IAPD ↗
42
CAITLIN JOHN, LLC — notice-filed in NV. IAPD ↗
42
SGL FINANCIAL, LLC — notice-filed in TN. IAPD ↗
42
FIFTH SET PRIVATE WEALTH MANAGEMENT LLC — notice-filed in FL. IAPD ↗
42
MCBEATH FINANCIAL GROUP — notice-filed in NE. IAPD ↗
42
COHEN INVESTMENT ADVISORS, LLC — notice-filed in CA. IAPD ↗
42
YES WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗
42
COPIA WEALTH MANAGEMENT — notice-filed in AZ. IAPD ↗
42
DERIVE WEALTH — notice-filed in NH. IAPD ↗
42
MOTIV8 INVESTMENTS LLC — notice-filed in CO. IAPD ↗
42
LEVATUS LLC — notice-filed in LA. IAPD ↗
42
BONFIRE FINANCIAL, LLC — notice-filed in CA. IAPD ↗
42
WATERROCK WEALTH MANAGEMENT — notice-filed in CO. IAPD ↗
42
CONNECTIVE PORTFOLIO MANAGEMENT, LLC — notice-filed in LA. IAPD ↗
42
B.A. SCHROCK WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
42
OPTIMA CAPITAL MANAGEMENT — notice-filed in CO. IAPD ↗
42
FARNAM FINANCIAL — notice-filed in FL. IAPD ↗
42
DIRECT FINANCIAL CARE — notice-filed in PA. IAPD ↗
42
QUANTEL ASSET MANAGEMENT LLC — notice-filed in VA. IAPD ↗
42
PEACE OF MIND WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗
42
CLOUD CAPITAL — notice-filed in TX. IAPD ↗
42
ENTREWEALTH — notice-filed in CT. IAPD ↗
42
GAMBIT CAPITAL MANAGEMENT, LLC — notice-filed in WI. IAPD ↗
42
SCRATCH CAPITAL — notice-filed in CA. IAPD ↗
42
OXFORD WEALTH GROUP, LLC — notice-filed in NC. IAPD ↗
42
PALM WEALTH PARTNERS — notice-filed in GA. IAPD ↗
42
LUMIDA WEALTH MANAGEMENT LLC — notice-filed in NJ. IAPD ↗
42
FORTHRIGHT CAPITAL ADVISORY — notice-filed in TN. IAPD ↗
42
MACK & CO. PARTNERS, LP — notice-filed in NY. IAPD ↗
42
RIGDEN CAPITAL STRATEGIES — notice-filed in SC. IAPD ↗
42
MINDORO CAPITAL PARTNERS LLC — notice-filed in NH. IAPD ↗
42
WAYSTONE ADVISORS LLC — notice-filed in AZ. IAPD ↗
42
PARADIGM INSTITUTIONAL INVESTORS — notice-filed in CA. IAPD ↗
42
MOMENTUM WEALTH PLANNING — notice-filed in TX. IAPD ↗
42
MUNIFI, LLC — notice-filed in NE. IAPD ↗
42
AIML TRADING PARTNERS — notice-filed in TX. IAPD ↗
42
COQUINA PRIVATE WEALTH ADVISORS — notice-filed in SC. IAPD ↗
30
SCHWARTZ INVESTMENT COUNSEL INC — changed its website from schwartzvaluefocusedfund.com to avemariafunds.com. IAPD ↗
30
CAVANAL HILL INVESTMENT MANAGEMENT, INC. — changed its website from cavanalhill.com to cavanalhillim.com. IAPD ↗
30
CS PLANNING CORP — changed its website from seltunfg.com to richardsonwealthmanagement.com. IAPD ↗
30
COMPASS ION ADVISORS, LLC — changed its website from compass-ionadvisors.com to ionadv.com. IAPD ↗
30
UNITED ADVISOR GROUP — changed its website from uagria.com to thestrategicfinancial.com. IAPD ↗
28
WEALTH OKLAHOMA — changed its website from stolperassetmanagement.com to wealthoklahoma.com. IAPD ↗
28
BCA PRIVATE WEALTH, INC. — changed its website from plus.google.com to greenvillefinancialplanning.com. IAPD ↗
28
BOYUM WEALTH ARCHITECTS LLC — changed its website from heritagewa.com to myboyum.com. IAPD ↗
28
DOVETAIL FINANCIAL GROUP LLC — changed its website from transituswealth.com to dovetailfin.com. IAPD ↗
28
GOLDEN STATE EQUITY PARTNERS, LLC — changed its website from schneider-wealth.com to heartmtwm.com. IAPD ↗
25
AMERICAN ASSET MANAGEMENT INC. — changed its website from americanasset.net to aaminc.net. IAPD ↗
25
SORRENTO PACIFIC FINANCIAL, LLC — changed its website from cusonet.com to spfdisclosure.com. IAPD ↗
25
MCKINLEY MONEY, LLC — changed its website from wealthmanagement.com to wpr.com. IAPD ↗
25
MCBEATH FINANCIAL GROUP — changed its website from vimeo.com to mcbeathfinancial.com. IAPD ↗
25
BLACK KNIGHT WEALTH MANAGEMENT, LLC — changed its website from blackknightwm.com to opgadvisors.com. IAPD ↗
25
VIVID WEALTH MANAGEMENT, LLC — changed its website from rwww.retirevivid.com to retirevivid.com. IAPD ↗
25
ACCELERATE RETIREMENT — changed its website from accelerateretirement.com to vpisfinancial.com. IAPD ↗
88
RAMPART ASSET MANAGEMENT LLC — (STAMFORD, CT) is newly SEC-registered with $411.2M RAUM and 2 advisory reps. IAPD ↗institutional
85
FAROPOINT VENTURES, LLC — (HOBOKEN, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 44 advisory reps. IAPD ↗institutional
85
IH2 ADVISORS & COMPANY — (WILMINGTON, DE) is newly SEC-registered with $105.0M RAUM and 2 advisory reps. IAPD ↗institutional
85
DOCKSIDE PLATFORMS — (NEW YORK, NY) is newly SEC-registered with $1.12B RAUM and 2 advisory reps. IAPD ↗fund
85
COUNTERPOINTE INVESTMENT MANAGEMENT LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 23 advisory reps. IAPD ↗institutional
85
DELTROIT ASSET MANAGEMENT (US) LLC — (WILTON, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PACIFIC WAY CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
TAPROOT MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
85
85
HARMONIC CAPITAL, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MLG FUND MANAGER LLC — (BROOKFIELD, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 30 advisory reps. IAPD ↗institutional
85
PROSPECT ENHANCED YIELD MANAGEMENT, LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $0 RAUM and 9 advisory reps. IAPD ↗institutional
85
RYO CAPITAL PARTNERS LLC — (KEY BISCAYNE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
RUSSELL INVESTMENTS — (SEATTLE, WA) is newly SEC-registered with $0 RAUM and 122 advisory reps. IAPD ↗institutional
85
RUSSELL INVESTMENTS — (SEATTLE, WA) is newly SEC-registered with $0 RAUM and 122 advisory reps. IAPD ↗institutional
85
CNL RESIDENTIAL CREDIT MANAGER — (ORLANDO, FL) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
HEDGEYE ASSET MANAGEMENT, LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
SYKON ASSET MANAGEMENT LLC — (HARRISON, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
ALPHABOND LLC — (PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CLAREN ROAD PRIVATE CREDIT SOLUTIONS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
CONCOURSE CAPITAL ADVISORS, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
83
PILLSBURY LAKE CAPITAL, LLC — (location n/a) is newly SEC-registered with $329.6M RAUM and 1 advisory reps. IAPD ↗fund
83
ASILIA CREDIT INVESTMENTS — (SALT LAKE CITY, UT) is newly SEC-registered with $304.4M RAUM and 2 advisory reps. IAPD ↗fund
83
MED VENTURE MANAGEMENT, LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $474.9M RAUM and 5 advisory reps. IAPD ↗fund
80
CENTER LAKE CAPITAL MANAGEMENT, LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $71.3M RAUM and 1 advisory reps. IAPD ↗fund
80
SREP CAPITAL MANAGEMENT, LLC — (GREENWICH, CT) is newly SEC-registered with $155.4M RAUM and 6 advisory reps. IAPD ↗fund
80
KARMEL CAPITAL MANAGEMENT LLC — (SOLANA BEACH, CA) is newly SEC-registered with $170.3M RAUM and 8 advisory reps. IAPD ↗fund
80
ELI CIRCLE CAPITAL, LP — (LOS ANGELES, CA) is newly SEC-registered with $141.0M RAUM and 3 advisory reps. IAPD ↗fund
80
BRIGHT PATH SPORTS PARTNERS, LLC — (CLEVELAND, OH) is newly SEC-registered with $151.6M RAUM and 3 advisory reps. IAPD ↗fund
80
MCT ENTERTAINMENT ADVISORS LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $53.9M RAUM and 5 advisory reps. IAPD ↗fund
80
DIGITAL ASSET MANAGEMENT — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
80
BEQUEST CAPITAL LLC — (SARASOTA, FL) is newly SEC-registered with $28.2M RAUM and 3 advisory reps. IAPD ↗fund
80
GRAYSTREET PARTNERS — (SAN ANTONIO, TX) is newly SEC-registered with $155.0M RAUM and 3 advisory reps. IAPD ↗fund
80
ASA ASSET MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $30.9M RAUM and 1 advisory reps. IAPD ↗fund
80
PROJECT LEVEL MANAGEMENT COMPANY, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗fund
70
PEAK XV PARTNERS OPERATIONS LLC — (TRIANON, Mauritius) is newly SEC-registered with $14.96B RAUM and 50 advisory reps. IAPD ↗foreign
70
TWENTYFOUR ASSET MANAGEMENT LLP — (LONDON, United Kingdom) is newly SEC-registered with $26.50B RAUM and 24 advisory reps. IAPD ↗foreign
70
CANSO INVESTMENT COUNSEL LTD. — (RICHMOND HILL, ONTARIO, Canada) is newly SEC-registered with $37.76B RAUM and 29 advisory reps. IAPD ↗foreign
65
65
H.G. STRUDWICK & COMPANY — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
45
SUNAMERICA ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (28 -> 30). IAPD ↗institutional
45
DBX ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 10 (127 -> 137). IAPD ↗institutional
45
MML INVESTMENT ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (10 -> 12). IAPD ↗institutional
45
45
CLEARLAKE CAPITAL ASSET MANAGEMENT, LLC — WHITESTAR ASSET MANAGEMENT LLC is now doing business as . IAPD ↗fund
45
45
40
DEUTSCHE BANK SECURITIES INC. — 's Item 11 disclosure-reporting entries rose by 10 (691 -> 701). IAPD ↗institutional
40
40
VANGUARD GLOBAL ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 14 (61 -> 75). IAPD ↗fund
40
BOFA SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 4 (129 -> 133). IAPD ↗institutional
40
40
39
38
SUMMIT PEAK INVESTMENTS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
38
37
37
36
35
STERLING INVESTMENT PARTNERS ADVISERS, LLC — moved its main office from WESTPORT, CT to GREENWICH, CT. IAPD ↗fund
35
CLEARLAKE CAPITAL ASSET MANAGEMENT, LLC — moved its main office from DALLAS, TX to SANTA MONICA, CA. IAPD ↗fund
35
35
THE FAMILY OFFICES GLOBAL VENTURES INC. — moved its main office from NEW YORK, NY to MIAMI, FL. IAPD ↗institutional
35
34
33
33
SCIENCE & TECHNOLOGY PARTNERS, L.P. — moved its main office from NEW YORK, NY to GREENWICH, CT. IAPD ↗fund
33
33
32
32
32
32
32
32
30
GREE CAPITAL PARTNERS, LLC — moved its main office from BURLINGAME, CA to SAN FRANCISCO, CA. IAPD ↗fund
30
ASHOKA WHITEOAK CAPITAL PTE. LTD. — WHITE OAK CAPITAL PARTNERS PTE. LTD. is now doing business as . IAPD ↗foreign
30
27
27
27
25
DWS INTERNATIONAL GMBH — 's Item 11 disclosure-reporting entries rose by 10 (127 -> 137). IAPD ↗foreign
25
BARING INTERNATIONAL INVESTMENT LTD — 's Item 11 disclosure-reporting entries rose by 2 (6 -> 8). IAPD ↗foreign
25
DWS INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 10 (126 -> 136). IAPD ↗foreign
25
DWS ALTERNATIVES GLOBAL LIMITED — 's Item 11 disclosure-reporting entries rose by 12 (128 -> 140). IAPD ↗foreign
25
DWS INVESTMENTS HONG KONG LIMITED — 's Item 11 disclosure-reporting entries rose by 10 (127 -> 137). IAPD ↗foreign
25
VANGUARD ASSET MANAGEMENT, LIMITED — 's Item 11 disclosure-reporting entries rose by 14 (58 -> 72). IAPD ↗foreign
25
VANGUARD INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 14 (58 -> 72). IAPD ↗foreign
25
25
19
17
15
15
15
15
RIDGEWOOD ENERGY CORPORATION — changed its website from pinterest.com to ridgewoodenergy1.weebly.com. IAPD ↗fund
15
FIVE POINT INFRASTRUCTURE LLC — changed its website from fivepointenergy.com to fpinfra.com. IAPD ↗fund
15
15
WEDBUSH FUND ADVISERS, LLC — changed its website from wedbush.com to wedbushfunds.com. IAPD ↗institutional
10
FORSYTH STREET ASSET MANAGEMENT LLC — changed its website from forsythstreet.com to newgenerationfund.com. IAPD ↗fund
1
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED — changed its website from asia.smd-am.com to smd-am.hk. IAPD ↗foreign
1
MUDITA MANAGEMENT — changed its website from muditamanagement.com to muditaadvisors.com. IAPD ↗foreign
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.