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RAMPART ASSET MANAGEMENT LLC

STAMFORD, CT · CRD 168549 · IAPD ↗ · rampartasset.com · 475-477-9899

$411.2MRegulatory AUM
2Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
3States
7Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

53
December 2025 — RAMPART ASSET MANAGEMENT LLC (STAMFORD, CT) left the SEC roster (was $411.2M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
88
June 2025 — RAMPART ASSET MANAGEMENT LLC (STAMFORD, CT) is newly SEC-registered with $411.2M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.