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FAGAN ASSOCIATES INC

TROY, NY · CRD 107562 · IAPD ↗ · (518) 279-1044

$940.7MRegulatory AUM
3Advisory reps
7Employees
0Clients
51-100Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — FAGAN ASSOCIATES INC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2026 — FAGAN ASSOCIATES INC now reports custody of client assets ($2.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
June 2025 — FAGAN ASSOCIATES INC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2024 — FAGAN ASSOCIATES INC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.