← Tributary

UPTOWN CAPITAL ADVISORS

DALLAS, TX · CRD 171401 · IAPD ↗ · uptowncapital.com · 214-628-9508

$153.8MRegulatory AUM
2Advisory reps
2Employees
0Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
June 2025 — UPTOWN CAPITAL ADVISORS (DALLAS, TX) is newly SEC-registered with $125.3M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.