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EAST ROCK FINANCIAL SERVICES, LLC

· CRD 147949 · IAPD ↗ · eastrockfinancial.com · 415-779-2008

$135.8MRegulatory AUM
2Advisory reps
4Employees
0Clients
26-50Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
June 2025 — EAST ROCK FINANCIAL SERVICES, LLC (location n/a) is newly SEC-registered with $111.4M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.