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KARMEL CAPITAL MANAGEMENT LLC

SOLANA BEACH, CA · CRD 307701 · IAPD ↗ · 858-208-3636

$636.1MRegulatory AUM
8Advisory reps
8Employees
0Clients
n/aPlanning clients
9Private funds
1States
2Disclosures
fundSegment
ApprovedSEC status

Filing changes

53
April 2026 — KARMEL CAPITAL MANAGEMENT LLC now reports custody of client assets ($354.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2026 — KARMEL CAPITAL MANAGEMENT LLC crossed $500M in regulatory AUM ($170.3M -> $636.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
80
June 2025 — KARMEL CAPITAL MANAGEMENT LLC (SOLANA BEACH, CA) is newly SEC-registered with $170.3M RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.