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COMPASS ADVISORS

MELVILLE, NY · CRD 288256 · IAPD ↗ · compassadvisors.com · (516) 938-2400

$767.5MRegulatory AUM
5Advisory reps
7Employees
0Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
June 2025 — COMPASS ADVISORS notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2025 — COMPASS ADVISORS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
March 2024 — COMPASS ADVISORS crossed $500M in regulatory AUM ($392.3M -> $516.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.