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KALTBAUM CAPITAL MANAGEMENT

· CRD 123991 · IAPD ↗ · garykaltbaum.com · 407-514-3180

$110.9MRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
4States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
June 2025 — KALTBAUM CAPITAL MANAGEMENT notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2025 — KALTBAUM CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.