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B.A. SCHROCK WEALTH MANAGEMENT

WADSWORTH, OH · CRD 304694 · IAPD ↗ · 330-473-1060

$281.6MRegulatory AUM
5Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
April 2026 — B.A. SCHROCK WEALTH MANAGEMENT reported RAUM up 40% ($200.8M -> $281.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
June 2025 — B.A. SCHROCK WEALTH MANAGEMENT notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
November 2024 — B.A. SCHROCK WEALTH MANAGEMENT notice-filed in NH, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — B.A. SCHROCK WEALTH MANAGEMENT reported RAUM up 41% ($114.6M -> $162.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.