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SUNPOINTE INVESTMENTS

ST. LOUIS, MO · CRD 282505 · IAPD ↗ · sunpointeinvestments.com · (314) 880-0821

$790.7MRegulatory AUM
11Advisory reps
17Employees
7Clients
26-50Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
March 2026 — SUNPOINTE INVESTMENTS reported RAUM up 41% ($559.2M -> $790.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2026 — SUNPOINTE INVESTMENTS grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
June 2025 — SUNPOINTE INVESTMENTS notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2025 — SUNPOINTE INVESTMENTS added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
March 2025 — SUNPOINTE INVESTMENTS reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
March 2025 — SUNPOINTE INVESTMENTS crossed $500M in regulatory AUM ($369.1M -> $559.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
49
November 2024 — SUNPOINTE INVESTMENTS notice-filed in CA, KS, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
May 2024 — SUNPOINTE INVESTMENTS notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.