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RICHWOOD INVESTMENT ADVISORS, LLC

CINCINNATI, OH · CRD 153550 · IAPD ↗ · richwoodia.com · (513) 871-0123

$155.1MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
June 2025 — RICHWOOD INVESTMENT ADVISORS, LLC notice-filed in FL, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — RICHWOOD INVESTMENT ADVISORS, LLC shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.