← Tributary

FARNAM FINANCIAL

PHOENIX, AZ · CRD 306180 · IAPD ↗ · farnamfinancial.com · (602) 603-4000

$161.4MRegulatory AUM
3Advisory reps
3Employees
6Clients
51-100Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
March 2026 — FARNAM FINANCIAL notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2026 — FARNAM FINANCIAL reported RAUM up 32% ($122.1M -> $161.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
August 2025 — FARNAM FINANCIAL added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
August 2025 — FARNAM FINANCIAL grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
June 2025 — FARNAM FINANCIAL notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2025 — FARNAM FINANCIAL (PHOENIX, AZ) is newly SEC-registered with $122.1M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.