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LUMIDA WEALTH MANAGEMENT LLC

WAYNE, NJ · CRD 323410 · IAPD ↗ · (917) 541-0170

$132.8MRegulatory AUM
4Advisory reps
10Employees
0Clients
1-10Planning clients
8Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — LUMIDA WEALTH MANAGEMENT LLC now reports custody of client assets ($55.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
68
April 2026 — LUMIDA WEALTH MANAGEMENT LLC grew from 1 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2026 — LUMIDA WEALTH MANAGEMENT LLC now reports 8 private fund(s) ($64.2M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
75
April 2026 — LUMIDA WEALTH MANAGEMENT LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
25
December 2025 — LUMIDA WEALTH MANAGEMENT LLC changed its website from podcasts.google.com to lumidanews.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
December 2025 — LUMIDA WEALTH MANAGEMENT LLC moved its main office from NEW YORK, NY to WAYNE, NJ.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
70
December 2025 — LUMIDA WEALTH MANAGEMENT LLC reported RAUM up 79% ($83.1M -> $148.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
June 2025 — LUMIDA WEALTH MANAGEMENT LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
June 2025 — LUMIDA WEALTH MANAGEMENT LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
March 2025 — LUMIDA WEALTH MANAGEMENT LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2025 — LUMIDA WEALTH MANAGEMENT LLC reported RAUM down 34% ($124.9M -> $83.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.