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NORTHEAST INVESTMENT MANAGEMENT INC

BOSTON, MA · CRD 105051 · IAPD ↗ · northeastinvest.com · 617-523-3588

$3.27BRegulatory AUM
11Advisory reps
25Employees
94Clients
n/aPlanning clients
0Private funds
18States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
March 2026 — NORTHEAST INVESTMENT MANAGEMENT INC notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
72
March 2026 — NORTHEAST INVESTMENT MANAGEMENT INC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
June 2025 — NORTHEAST INVESTMENT MANAGEMENT INC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
49
March 2025 — NORTHEAST INVESTMENT MANAGEMENT INC notice-filed in NJ, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2024 — NORTHEAST INVESTMENT MANAGEMENT INC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.