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ALIANZA CORP. INVESTMENT ADVISOR

MIAMI, FL · CRD 323267 · IAPD ↗ · 954-330-1741

$204.1MRegulatory AUM
5Advisory reps
5Employees
2Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
July 2026 — ALIANZA CORP. INVESTMENT ADVISOR notice-filed in NY, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
April 2026 — ALIANZA CORP. INVESTMENT ADVISOR grew from 1 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2026 — ALIANZA CORP. INVESTMENT ADVISOR reported RAUM up 87% ($108.9M -> $204.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
June 2025 — ALIANZA CORP. INVESTMENT ADVISOR (MIAMI, FL) is newly SEC-registered with $108.9M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.