← Tributary

TOWN CAPITAL

BEL AIR, MD · CRD 299341 · IAPD ↗ · 410-864-0209

$168.8MRegulatory AUM
2Advisory reps
2Employees
15Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2026 — TOWN CAPITAL reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
62
April 2026 — TOWN CAPITAL reported RAUM up 38% ($121.9M -> $168.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — TOWN CAPITAL now reports custody of client assets ($74.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
June 2025 — TOWN CAPITAL (BEL AIR, MD) is newly SEC-registered with $121.9M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.