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ARRIVAL CAPITAL MANAGEMENT LLC

NEW YORK, NY · CRD 126547 · IAPD ↗ · arrivalcapital.com · 212-369-1700

$42.4MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
April 2026 — ARRIVAL CAPITAL MANAGEMENT LLC notice-filed in FL, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — ARRIVAL CAPITAL MANAGEMENT LLC now reports custody of client assets ($5.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
June 2025 — ARRIVAL CAPITAL MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered with $38.2M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.