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OPAL ADVISORS

BELLEVUE, WA · CRD 164014 · IAPD ↗ · opaladvisors.com · 425-835-3276

$174.0MRegulatory AUM
5Advisory reps
6Employees
0Clients
1-10Planning clients
1Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — OPAL ADVISORS reported RAUM up 43% ($121.5M -> $174.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2026 — OPAL ADVISORS grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
April 2026 — OPAL ADVISORS now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
95
June 2025 — OPAL ADVISORS (BELLEVUE, WA) is newly SEC-registered with $121.5M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.