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PROSPECT ENHANCED YIELD MANAGEMENT, LLC

WEST PALM BEACH, FL · CRD 335748 · IAPD ↗ · 561-285-4044

$31.7MRegulatory AUM
9Advisory reps
61Employees
0Clients
1-10Planning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

48
April 2026 — PROSPECT ENHANCED YIELD MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
June 2025 — PROSPECT ENHANCED YIELD MANAGEMENT, LLC (WEST PALM BEACH, FL) is newly SEC-registered with $0 RAUM and 9 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.