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BAMCO, INC.

NEW YORK, NY · CRD 110789 · IAPD ↗ · 212-583-2000

$39.51BRegulatory AUM
41Advisory reps
221Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

37
June 2025 — BAMCO, INC. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
June 2025 — BAMCO, INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
20
October 2024 — BAMCO, INC. changed its website from baronfunds.com to baroncapitalgroup.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.