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M4A3 LLC

BOULDER, CO · CRD 336172 · IAPD ↗ · m4a3.com · 303.396.6204

$322.0MRegulatory AUM
3Advisory reps
6Employees
0Clients
n/aPlanning clients
5Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
April 2026 — M4A3 LLC now reports 5 private fund(s) ($33.7M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
95
June 2025 — M4A3 LLC (BOULDER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.