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FCG INVESTMENT COMPANY

GERMANTOWN, TN · CRD 308192 · IAPD ↗ · fcgtn.com · 901-309-2681

$568.2MRegulatory AUM
10Advisory reps
11Employees
0Clients
26-50Planning clients
0Private funds
11States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
March 2026 — FCG INVESTMENT COMPANY reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
March 2026 — FCG INVESTMENT COMPANY crossed $500M in regulatory AUM ($457.9M -> $568.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
February 2026 — FCG INVESTMENT COMPANY notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2025 — FCG INVESTMENT COMPANY notice-filed in AR, KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
January 2025 — FCG INVESTMENT COMPANY notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2024 — FCG INVESTMENT COMPANY reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.