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MCLAUGHLIN ASSET MANAGEMENT, INC.

DANVILLE, IL · CRD 125735 · IAPD ↗ · 217-442-6484

$176.1MRegulatory AUM
4Advisory reps
4Employees
1Clients
26-50Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — MCLAUGHLIN ASSET MANAGEMENT, INC. reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2026 — MCLAUGHLIN ASSET MANAGEMENT, INC. reported RAUM up 41% ($125.3M -> $176.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — MCLAUGHLIN ASSET MANAGEMENT, INC. now reports custody of client assets ($4.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
June 2025 — MCLAUGHLIN ASSET MANAGEMENT, INC. (location n/a) is newly SEC-registered with $125.3M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.