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OCTOBER EFFECT LTD.

VIRGINIA BEACH, VA · CRD 281369 · IAPD ↗ · financialplanning-vab.com · 757-390-3341

$145.6MRegulatory AUM
4Advisory reps
4Employees
3Clients
26-50Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
March 2026 — OCTOBER EFFECT LTD. reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
June 2025 — OCTOBER EFFECT LTD. (VIRGINIA BEACH, VA) is newly SEC-registered with $111.7M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.