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MARCHANT

LONDON, United Kingdom · CRD 335094 · IAPD ↗ · +44 020 7002 7944

$705.1MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

38
July 2026 — MARCHANT now reports custody of client assets ($245.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
40
July 2026 — MARCHANT crossed $500M in regulatory AUM ($320.0M -> $705.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
43
July 2026 — MARCHANT now reports 2 private fund(s) ($245.1M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
65
June 2025 — MARCHANT (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.