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NORTH BAY WEALTH MANAGEMENT

PETALUMA, CA · CRD 285523 · IAPD ↗ · northbaywealth.com · 707-971-7069

$107.3MRegulatory AUM
2Advisory reps
2Employees
0Clients
26-50Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — NORTH BAY WEALTH MANAGEMENT now reports custody of client assets ($21.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
June 2025 — NORTH BAY WEALTH MANAGEMENT (PETALUMA, CA) is newly SEC-registered with $102.1M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.