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PARADIGM INSTITUTIONAL INVESTORS

DALLAS, TX · CRD 329115 · IAPD ↗ · paradigmii.com · 216-505-0835

$189.5MRegulatory AUM
1Advisory reps
2Employees
5Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
June 2026 — PARADIGM INSTITUTIONAL INVESTORS (DALLAS, TX) left the SEC roster (was $189.5M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
June 2025 — PARADIGM INSTITUTIONAL INVESTORS notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
January 2025 — PARADIGM INSTITUTIONAL INVESTORS (DALLAS, TX) is newly SEC-registered with $189.5M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.