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CLOVER LEAF FINANCIAL LLC

FAIRPORT, NY · CRD 335751 · IAPD ↗ · cloverleafteam.com · 585-899-3940

$75.0MRegulatory AUM
2Advisory reps
4Employees
1Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
February 2026 — CLOVER LEAF FINANCIAL LLC reported RAUM up 42% ($54.0M -> $76.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
February 2026 — CLOVER LEAF FINANCIAL LLC now reports custody of client assets ($1.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
June 2025 — CLOVER LEAF FINANCIAL LLC (FAIRPORT, NY) is newly SEC-registered with $54.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.