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A4 WEALTH ADVISORS LLC

HUNTERSVILLE, NC · CRD 152397 · IAPD ↗ · a4cfp.com · 704-509-1141

$213.7MRegulatory AUM
7Advisory reps
7Employees
8Clients
1-10Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
October 2026 — A4 WEALTH ADVISORS LLC notice-filed in CA, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
June 2026 — A4 WEALTH ADVISORS LLC grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
January 2026 — A4 WEALTH ADVISORS LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
June 2025 — A4 WEALTH ADVISORS LLC notice-filed in GA, MD, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
February 2025 — A4 WEALTH ADVISORS LLC now reports custody of client assets ($2.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
April 2024 — A4 WEALTH ADVISORS LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.