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DERIVE WEALTH

PASADENA, CA · CRD 284619 · IAPD ↗ · 626-800-3864

$141.3MRegulatory AUM
1Advisory reps
2Employees
37Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
February 2026 — DERIVE WEALTH reported RAUM up 25% ($112.6M -> $141.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
June 2025 — DERIVE WEALTH notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
March 2025 — DERIVE WEALTH (PASADENA, CA) is newly SEC-registered with $112.6M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.