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COQUINA PRIVATE WEALTH ADVISORS

PORT CHARLOTTE, FL · CRD 333615 · IAPD ↗ · coquinaprivatewealth.com · 941-206-5120

$417.6MRegulatory AUM
8Advisory reps
12Employees
8Clients
More than 500Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
July 2025 — COQUINA PRIVATE WEALTH ADVISORS now reports custody of client assets ($5.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
July 2025 — COQUINA PRIVATE WEALTH ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
79
July 2025 — COQUINA PRIVATE WEALTH ADVISORS reports More than 500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
June 2025 — COQUINA PRIVATE WEALTH ADVISORS notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — COQUINA PRIVATE WEALTH ADVISORS added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
March 2025 — COQUINA PRIVATE WEALTH ADVISORS (PORT CHARLOTTE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.