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STRATTON CAPITAL INVESTMENT ADVISORY LLC

NEW YORK, NY · CRD 307491 · IAPD ↗ · stratton-capital.com · + 1 (212) 849-1773

$138.3MRegulatory AUM
7Advisory reps
13Employees
0Clients
n/aPlanning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — STRATTON CAPITAL INVESTMENT ADVISORY LLC reported RAUM up 84% ($75.2M -> $138.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
December 2025 — STRATTON CAPITAL INVESTMENT ADVISORY LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
July 2025 — STRATTON CAPITAL INVESTMENT ADVISORY LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
June 2025 — STRATTON CAPITAL INVESTMENT ADVISORY LLC (NEW YORK, NY) is newly SEC-registered with $75.2M RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.