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WHEELER RETIREMENT PLANS LLC

DULUTH, MN · CRD 327889 · IAPD ↗ · wheelerrp.com · 218-336-8524

$618.1MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

35
June 2025 — WHEELER RETIREMENT PLANS LLC notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
February 2025 — WHEELER RETIREMENT PLANS LLC crossed $500M in regulatory AUM ($313.0M -> $520.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
63
February 2024 — WHEELER RETIREMENT PLANS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.