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HECKMAN FINANCIAL & INSURANCE SERVICES, INC.

SAN JOSE, CA · CRD 111549 · IAPD ↗ · worrylesswealth.com · 408-297-9800

$116.4MRegulatory AUM
5Advisory reps
5Employees
22Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — HECKMAN FINANCIAL & INSURANCE SERVICES, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
January 2026 — HECKMAN FINANCIAL & INSURANCE SERVICES, INC. shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
95
June 2025 — HECKMAN FINANCIAL & INSURANCE SERVICES, INC. (SAN JOSE, CA) is newly SEC-registered with $114.4M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.