Marketing & brand — June 2026
Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).
493 firms opened this window in the June 2026 SEC roster: 219 state expansion, 154 new registration, 48 disclosure added, 28 website changed, 27 relocation, 17 rename.
98
PROFITS PLUS CAPITAL MANAGEMENT, LLC — (NAMPA, ID) is newly SEC-registered with $258.1M RAUM and 1 advisory reps. IAPD ↗
98
PRINCIPLED WEALTH ADVISORS, LLC — (COVINGTON, KY) is newly SEC-registered with $252.1M RAUM and 2 advisory reps. IAPD ↗
98
AG DILLON ASSET MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $262.0M RAUM and 1 advisory reps. IAPD ↗
98
VISTAMARK INVESTMENTS — (HINSDALE, IL) is newly SEC-registered with $317.2M RAUM and 4 advisory reps. IAPD ↗
98
REMEDIUM CAPITAL PARTNERS — (WEST PALM BEACH, FL) is newly SEC-registered with $319.0M RAUM and 1 advisory reps. IAPD ↗
98
BULLETPROOF CAPITAL, LLC — (CHICAGO, IL) is newly SEC-registered with $575.8M RAUM and 4 advisory reps. IAPD ↗
98
DAHER CAPITAL GROUP, LLC — (JUPITER, FL) is newly SEC-registered with $490.0M RAUM and 0 advisory reps. IAPD ↗
95
J K R & COMPANY, INC. — (VAN NUYS, CA) is newly SEC-registered with $136.3M RAUM and 5 advisory reps. IAPD ↗
95
DEMERS FINANCIAL PLANNING — (COLUMBUS, OH) is newly SEC-registered with $125.3M RAUM and 1 advisory reps. IAPD ↗
95
PAVLIC INVESTMENT ADVISORS, INC. — (DELAFIELD, WI) is newly SEC-registered with $108.8M RAUM and 2 advisory reps. IAPD ↗
95
TABER ASSET MANAGEMENT L.L.C. — (location n/a) is newly SEC-registered with $110.0M RAUM and 3 advisory reps. IAPD ↗
95
QUALITY FINANCIAL CONCEPTS — (MARYVILLE, TN) is newly SEC-registered with $128.8M RAUM and 2 advisory reps. IAPD ↗
95
CW SECURITIES, LLC — (KNOXVILLE, TN) is newly SEC-registered with $113.5M RAUM and 1 advisory reps. IAPD ↗
95
NAYLOR & COMPANY — (location n/a) is newly SEC-registered with $103.4M RAUM and 4 advisory reps. IAPD ↗
95
KANOS CAPITAL MANAGEMENT, LLC — (HOUSTON, TX) is newly SEC-registered with $133.2M RAUM and 1 advisory reps. IAPD ↗
95
HARLOW CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $132.9M RAUM and 1 advisory reps. IAPD ↗
95
BRACKENWOOD CAPITAL MANAGEMENT, LLC — (BAINBRIDGE ISLAND, WA) is newly SEC-registered with $126.6M RAUM and 2 advisory reps. IAPD ↗
95
LANG & BECKER, INC. — (WASHINGTON, MO) is newly SEC-registered with $123.2M RAUM and 2 advisory reps. IAPD ↗
95
BLUE SKY INVESTMENT PARTNERS, INC. — (EVANSTON, IL) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
95
SUPERIOR FINANCIAL, LLC — (ROCHESTER, MN) is newly SEC-registered with $112.2M RAUM and 1 advisory reps. IAPD ↗
95
FRUGE' CAPITAL ADVISORS, LLC (FORMERLY OXFORD INVESTMENT ADV) — (OXFORD, MS) is newly SEC-registered with $141.2M RAUM and 2 advisory reps. IAPD ↗
95
CROSSPOINT CAPITAL MANAGEMENT — (ORINDA, CA) is newly SEC-registered with $118.0M RAUM and 2 advisory reps. IAPD ↗
95
EBERT CAPITAL MANAGEMENT INC. — (EUREKA, CA) is newly SEC-registered with $116.3M RAUM and 1 advisory reps. IAPD ↗
95
RWR INVESTMENTS LLC — (DALLAS, TX) is newly SEC-registered with $170.9M RAUM and 1 advisory reps. IAPD ↗
95
PATHFINDER PLANNING AND INVESTMENTS — (MISSOULA, MT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
QUABBIN ADVISORS — (AMHERST, MA) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
95
CRAVENS BROTHERS PRIVATE WEALTH MANAGEMENT LLC — (DALLAS, TX) is newly SEC-registered with $139.3M RAUM and 2 advisory reps. IAPD ↗
95
MAR WEALTH MANAGEMENT SERVICES, LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $125.1M RAUM and 3 advisory reps. IAPD ↗
95
BEYOND YOUR HAMMOCK LLC — (BOSTON, MA) is newly SEC-registered with $115.4M RAUM and 2 advisory reps. IAPD ↗
95
WISDOM WEALTH INVESTMENT ADVISORS LLC — (PHOENIX, AZ) is newly SEC-registered with $138.8M RAUM and 2 advisory reps. IAPD ↗
95
MILLENNIAL WEALTH ADVISORS — (location n/a) is newly SEC-registered with $146.0M RAUM and 2 advisory reps. IAPD ↗
95
J. L. PERKINS WEALTH MANAGEMENT, LLC — (MACON, GA) is newly SEC-registered with $142.2M RAUM and 2 advisory reps. IAPD ↗
95
CATUM ADVISORY GROUP, LLC. — (WILTON, CT) is newly SEC-registered with $128.6M RAUM and 2 advisory reps. IAPD ↗
95
WEALTHNEST CAPITAL INC. — (STATEN ISLAND, NY) is newly SEC-registered with $34.9M RAUM and 2 advisory reps. IAPD ↗
95
ONE LIFE FINANCIAL GROUP, INC. — (location n/a) is newly SEC-registered with $118.0M RAUM and 3 advisory reps. IAPD ↗
95
MCKINLEY FINANCIAL — (BROOKVILLE, PA) is newly SEC-registered with $117.2M RAUM and 4 advisory reps. IAPD ↗
95
TRINITY NECHES — (location n/a) is newly SEC-registered with $120.4M RAUM and 2 advisory reps. IAPD ↗
95
BSC CAPITAL PARTNERS, LLC — (WEST DES MOINES, IA) is newly SEC-registered with $125.8M RAUM and 3 advisory reps. IAPD ↗
95
LEDER FIDUCIARY CAPITAL LLC — (BELLAIRE, TX) is newly SEC-registered with $120.6M RAUM and 1 advisory reps. IAPD ↗
95
TIDAL CREEK CAPITAL ADVISORS — (BLUFFTON, SC) is newly SEC-registered with $126.0M RAUM and 4 advisory reps. IAPD ↗
95
RETIREMENT SOLUTIONS GROUP — (FRANKLIN, TN) is newly SEC-registered with $159.6M RAUM and 3 advisory reps. IAPD ↗
95
GLASS LAKES CAPITAL MANAGEMENT LLC — (OVERLAND PARK, KS) is newly SEC-registered with $178.3M RAUM and 2 advisory reps. IAPD ↗
95
GOLDMAN WEALTH MANAGEMENT — (SAN DIEGO, CA) is newly SEC-registered with $120.0M RAUM and 1 advisory reps. IAPD ↗
95
FIRST LIGHT WEALTH ADVISORS, LLC — (LITTLE FALLS, NJ) is newly SEC-registered with $116.3M RAUM and 2 advisory reps. IAPD ↗
95
APPROACH CAPITAL LLC — (location n/a) is newly SEC-registered with $100.0M RAUM and 1 advisory reps. IAPD ↗
95
PEARL WEALTH LLC — (location n/a) is newly SEC-registered with $129.9M RAUM and 1 advisory reps. IAPD ↗
95
GREENLINE WEALTH MANAGEMENT — (BOCA RATON, FL) is newly SEC-registered with $117.0M RAUM and 6 advisory reps. IAPD ↗
95
UYANA PARTNERS LLC — (MIAMI, FL) is newly SEC-registered with $115.0M RAUM and 6 advisory reps. IAPD ↗
95
COLUMBUS STREET WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $144.5M RAUM and 1 advisory reps. IAPD ↗
95
TOLLEY FINANCIAL GROUP, LLC — (RALEIGH, NC) is newly SEC-registered with $121.9M RAUM and 1 advisory reps. IAPD ↗
95
FAMILY WEALTH PARTNERS LLC — (MEDFORD, NJ) is newly SEC-registered with $130.9M RAUM and 2 advisory reps. IAPD ↗
95
TEMPLER WEALTH MANAGEMENT, LLC — (VIENNA, VA) is newly SEC-registered with $102.9M RAUM and 1 advisory reps. IAPD ↗
95
IM WEALTH PARTNERS — (BLUE BELL, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
TIDWELL WEALTH MANAGEMENT LLC — (ROCKLIN, CA) is newly SEC-registered with $116.7M RAUM and 3 advisory reps. IAPD ↗
95
BERGAMOT ASSET MANAGEMENT LP — (PRINCETON, NJ) is newly SEC-registered with $106.5M RAUM and 3 advisory reps. IAPD ↗
95
VANTAGE FINANCIAL GROUP — (AUBURN, CA) is newly SEC-registered with $118.6M RAUM and 4 advisory reps. IAPD ↗
95
RILEX CAPITAL LLC — (MANASQUAN, NJ) is newly SEC-registered with $124.3M RAUM and 1 advisory reps. IAPD ↗
95
JACKSON WEALTH MANAGEMENT, LLC — (CASTLE ROCK, CO) is newly SEC-registered with $107.0M RAUM and 1 advisory reps. IAPD ↗
95
MAINE ADVISORY ASSOCIATES — (FALMOUTH, ME) is newly SEC-registered with $116.5M RAUM and 2 advisory reps. IAPD ↗
95
PARAMOUNT WEALTH ADVISORS — (BUFFALO, NY) is newly SEC-registered with $37.6M RAUM and 2 advisory reps. IAPD ↗
95
DARK HORSE ADVISORS LLC — (location n/a) is newly SEC-registered with $181.7M RAUM and 5 advisory reps. IAPD ↗
95
PELICAN INVESTMENT ADVISORS, LLC — (BATON ROUGE, LA) is newly SEC-registered with $128.5M RAUM and 10 advisory reps. IAPD ↗
95
PERCENT ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $70.0M RAUM and 2 advisory reps. IAPD ↗
95
WOLFSTONE WEALTH — (location n/a) is newly SEC-registered with $110.3M RAUM and 1 advisory reps. IAPD ↗
95
PANTELES ADVISORS — (ARGYLE, TX) is newly SEC-registered with $108.2M RAUM and 4 advisory reps. IAPD ↗
95
MOMENT ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered with $56.3M RAUM and 3 advisory reps. IAPD ↗
95
ENSIGN ADVISORY PARTNERS LLC — (GILBERT, AZ) is newly SEC-registered with $101.0M RAUM and 3 advisory reps. IAPD ↗
95
SANCTUARY FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered with $102.2M RAUM and 2 advisory reps. IAPD ↗
95
TAX & INVESTMENT ADVISORS — (NEWBURYPORT, MA) is newly SEC-registered with $101.5M RAUM and 1 advisory reps. IAPD ↗
95
CASTFIRM ADVISORS LLC — (GARDEN CITY, NY) is newly SEC-registered with $30.0M RAUM and 3 advisory reps. IAPD ↗
95
VALLEY WEALTH MANAGEMENT — (OSHKOSH, WI) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
95
CIRO CAPITAL LLC — (JERSEY CITY, NJ) is newly SEC-registered with $117.4M RAUM and 2 advisory reps. IAPD ↗
95
IHS WEALTH MANAGEMENT LLC — (OYSTER BAY, NY) is newly SEC-registered with $39.4M RAUM and 2 advisory reps. IAPD ↗
95
SIGNIFICANCE CAPITAL MANAGEMENT LLC — (MILWAUKEE, WI) is newly SEC-registered with $3.8M RAUM and 2 advisory reps. IAPD ↗
95
ONE-UP FINANCIAL — (ERIE, PA) is newly SEC-registered with $107.5M RAUM and 9 advisory reps. IAPD ↗
95
ALLVET FINANCIAL — (location n/a) is newly SEC-registered with $1.3M RAUM and 2 advisory reps. IAPD ↗
95
RILEY S. CROSBIE ADVISORY, LLC — (LOGAN, UT) is newly SEC-registered with $118.9M RAUM and 3 advisory reps. IAPD ↗
95
JACK CREEK PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
SHARPE ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
DORIAN INVESTMENT ADVISORY LLC — (MEMPHIS, TN) is newly SEC-registered with $102.6M RAUM and 1 advisory reps. IAPD ↗
95
YOSHI ADVISORY — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CROWNSTONE ADVISORY & INVESTMENT CORP — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AI STOCK PROPHET, LLC — (AKRON, OH) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
INTEGROUS WEALTH STRATEGIES — (HAMILTON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
BRIDGECREEK FINANCIAL GROUP — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ALTRUIST ADVISORS LLC — (CULVER CITY, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
AURANSER INC. — (FORT MILL, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
95
CUSTOM WEALTH MANAGEMENT — (PLYMOUTH, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
BAY POINTE WEALTH, LLC — (NEW BALTIMORE, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WHITE HAWK WEALTH MANAGEMENT — (BROOMFIELD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
MACRO QUANT PRIVATE WEALTH, LLC — (TORRANCE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
VERITAS WEALTH MANAGEMENT — (NORTH KINGSTOWN, RI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
BLUE HORIZON EQUITY, INC. — (PITTSFORD, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 45 advisory reps. IAPD ↗
95
CHARLESBRIDGE ADVISORS — (DEDHAM, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CHILDRESS & CO LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
NOW ASSET MANAGEMENT LLC — (PURCHASE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
IRM MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GENOA WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
UNIFIED RETIREMENT PLANNING GROUP — (BRIARCLIFF MANOR, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TREASURE VALLEY FINANCIAL PLANNING — (MERIDIAN, ID) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
COSMOS WEALTH, LLC — (LA JOLLA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SILVER BIRCH FINANCIAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
NEARSIDE ADVISORS, LLC — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ALIUS CAPITAL PARTNERS — (AVENTURA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
INTENTGEN FINANCIAL PARTNERS — (NAPERVILLE, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
NETWORK CAPITAL — (KALISPELL, MT) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
NORTHWIND FINANCIAL LLC — (BEND, OR) is newly SEC-registered (provisional 120-day approval) with $105.4M RAUM and 2 advisory reps. IAPD ↗
95
CLAIRALPHA ADVISORS LLC — (RICHARDSON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
3D ADVISOR GROUP, INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
OMAZ HOLDCO, LLC — (WOODY CREEK, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ZAI TECHNOLOGIES LLC — (THOUSAND OAKS, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
NEXT UP WEALTH ADVISORS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
LUCENT FINANCIAL — (BELGRADE, MT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CLEARVIEW FAMILY WEALTH, LLC — (PEABODY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TUTELA ADVISORY GROUP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MARDIN CAPITAL GROUP — (RYE, NH) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
RIPL WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
95
COINBASE ADVISORS — (STAMFORD, CT) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
VALEN PRIVATE CAPITAL, LLC. — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DIGNUM ET JUSTUM — (SAINT AUGUSTINE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KUTUMB INVESTMENTS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
60
THREADLINE WEALTH — MOSS ADAMS WEALTH ADVISORS LLC is now doing business as . IAPD ↗
60
JDL ADVISERS — J.DEREK LEWIS & ASSOCIATES, INC. is now doing business as . IAPD ↗
58
MERIDIAN FINANCIAL ADVISORS, LLC — MERIDIAN FINANCIAL, LLC is now doing business as . IAPD ↗
58
LEGACIES WEALTH LLC — DOUGHERTY WEALTH ADVISERS LLC is now doing business as . IAPD ↗
58
SUNCAP MANAGEMENT — HACKETT ROBERTSON TOBE GROUP is now doing business as . IAPD ↗
55
J.P. MORGAN SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 1 (162 -> 163). IAPD ↗
55
BNY MELLON SECURITIES CORPORATION — 's Item 11 disclosure-reporting entries rose by 6 (19 -> 25). IAPD ↗
55
OPPENHEIMER & CO. INC. — 's Item 11 disclosure-reporting entries rose by 1 (103 -> 104). IAPD ↗
55
EDWARD JONES — 's Item 11 disclosure-reporting entries rose by 6 (284 -> 290). IAPD ↗
55
FIFTH THIRD SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 2 (8 -> 10). IAPD ↗
55
STIFEL, NICOLAUS & COMPANY, INCORPORATED — 's Item 11 disclosure-reporting entries rose by 2 (203 -> 205). IAPD ↗
55
LPL FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 6 (366 -> 372). IAPD ↗
55
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED — 's Item 11 disclosure-reporting entries rose by 6 (470 -> 476). IAPD ↗
55
NORTHERN TRUST SECURITIES, INC — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 2 (648 -> 650). IAPD ↗
55
DWS INVESTMENT MANAGEMENT AMERICAS, INC. — 's Item 11 disclosure-reporting entries rose by 2 (133 -> 135). IAPD ↗
55
MPM WEALTH ADVISORS — 's Item 11 disclosure-reporting entries rose by 3 (1 -> 4). IAPD ↗
55
NORTHERN TRUST INVESTMENTS, INCORPORATED — 's Item 11 disclosure-reporting entries rose by 5 (6 -> 11). IAPD ↗
55
OAK RIDGE INVESTMENTS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
GOLDMAN SACHS ASSET MANAGEMENT, L.P. — 's Item 11 disclosure-reporting entries rose by 2 (33 -> 35). IAPD ↗
55
RREEF AMERICA L.L.C. — 's Item 11 disclosure-reporting entries rose by 2 (133 -> 135). IAPD ↗
55
HARVEY INVESTMENT COMPANY, LLC — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗
55
CAPITAL RESEARCH AND MANAGEMENT COMPANY — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
55
DELTA ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗
55
CAPITAL BANK AND TRUST COMPANY — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
GRANT TANI BARASH & ALTMAN, LLC — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗
55
VORPAHL WING ADVISORS, INC. — VORPAHL WING SECURITIES, INC. is now doing business as . IAPD ↗
55
SCHWARZ INVESTMENT PARTNERS — COBLER CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗
55
DYCHE, RILEY, & SELMAN WEALTH MANAGEMENT — DYCHE WEALTH MANAGEMENT, INC is now doing business as . IAPD ↗
55
WINNACLE WEALTH, LLC — WNNW WEALTH is now doing business as . IAPD ↗
55
AWAKEN WEALTH PARTNERS LLC — MEADOWCREST WEALTH MANAGEMENT is now doing business as . IAPD ↗
55
FACTORY CAPITAL LLC — FACTORY CAPITAL is now doing business as . IAPD ↗
55
TBG-BEDFORD GROUP LLC — QUEEQUEG & MUNGER, LLC is now doing business as . IAPD ↗
55
LINDEN THOMAS ADVISORY SERVICES, LLC — notice-filed in AZ, CO, KY, MA, PA. IAPD ↗
55
ASCENTIS INDEPENDENT ADVISORS, LLC — notice-filed in AL, IN, KY, LA, MD, NE, VT, WV. IAPD ↗
53
DUNCKER STREETT & CO. — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗
53
MWA FINANCIAL SERVICES, INC. — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
53
ARISTIDES CAPITAL LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
53
BRILLIANT ADVICE, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
CORE PLANNING — notice-filed in CO, DC, IA, IN, LA, MA, MS, NH, OH, WV. IAPD ↗
53
BUSKA WEALTH MANAGEMENT, LLC — notice-filed in CA, IL, MI, MN, NH, TN, TX. IAPD ↗
53
GRANITE BAY WEALTH MANAGEMENT, LLC — notice-filed in DC, LA, MD, MI, NJ, PA, VA. IAPD ↗
53
WEALTHCARE CAPITAL PARTNERS, LLC — notice-filed in CA, NJ, NM, TN, WV. IAPD ↗
53
ARBORSTONE FINANCIAL, LLC — notice-filed in AZ, CA, FL, ME, NY, SC, VA. IAPD ↗
53
JC CAPITAL ADVISORS GROUP LLC — notice-filed in AZ, CO, GA, IA, KS, MD, ME, MI, MN, NC, NJ, NM, NV, OH, OR, PA, SC, WI, WV. IAPD ↗
53
ADVISORY SOLUTIONS GROUP — notice-filed in AK, AL, AR, CT, DC, DE, GA, HI, IA, ID, IN, KY, LA, MD, ME, MI, MO, MS, MT, ND, NH, NM, NV, OK, PA, RI, SD, TN, UT, VA, VT, WI, WV, WY. IAPD ↗
51
THE RETIREMENT PLANNING GROUP, LLC — notice-filed in AK, ME, WY. IAPD ↗
51
KILEY JUERGENS WEALTH MANAGEMENT, LLC — notice-filed in MI, NE, UT. IAPD ↗
50
VISION INVESTMENT ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (13 -> 15). IAPD ↗
50
PENBROOK MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗
50
BAUMAN WEALTH ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
50
SCHWAB WEALTH ADVISORY, INC. — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
50
THREADLINE WEALTH — moved its main office from SEATTLE, WA to BELLEVUE, WA. IAPD ↗
50
PENTEGRA INVESTORS, INC. — moved its main office from WHITE PLAINS, NY to SHELTON, CT. IAPD ↗
50
ARTEMIS WEALTH ADVISORS, LLC — moved its main office from NEW YORK, NY to PORT WASHINGTON, NY. IAPD ↗
50
REAGAN COMPANIES ASSET MANAGEMENT, INC — moved its main office from MARCELLUS, NY to SYRACUSE, NY. IAPD ↗
50
PROVIDENCE FINANCIAL AND INSURANCES, INC. — notice-filed in AZ, CO, FL, NE, NH, NV, TN, TX. IAPD ↗
50
INSIGHT FINANCIAL SERVICES — notice-filed in AZ, CA, IA, IL, NC, OH. IAPD ↗
50
CORNERSTONE ADVISORS LLC — notice-filed in AL, CO, FL, ID, KS, MO, MS, MT, TN, WY. IAPD ↗
50
KRAKEN ADVISER LLC — notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
50
VANDALIA WEALTH — notice-filed in CA, IN, MI, NJ, NY, OH, VA. IAPD ↗
49
EVERHART ADVISORS — notice-filed in ID, UT. IAPD ↗
49
SMITH ASSET MANAGEMENT CO., LLC — notice-filed in CA, IN, MT. IAPD ↗
49
LONGVIEW WEALTH MANAGEMENT — notice-filed in OK, UT. IAPD ↗
49
GALVIN, GAUSTAD & STEIN, LLC — notice-filed in MI, TN. IAPD ↗
49
SIGNAL ADVISORS WEALTH, LLC — notice-filed in DE, GA. IAPD ↗
49
MADISON PARTNERS — notice-filed in VT, WV. IAPD ↗
49
DISCIPLINE WEALTH SOLUTIONS, INC. — notice-filed in AR, KS, MT. IAPD ↗
49
SYNTEGRA PRIVATE WEALTH GROUP LLC — notice-filed in UT, VA. IAPD ↗
49
PCM ENCORE, LLC — notice-filed in IL, NJ. IAPD ↗
49
TRITONPOINT PARTNERS, LLC — notice-filed in IN, NJ, TX. IAPD ↗
48
HILLCREST WEALTH ADVISORS - NY, LLC — moved its main office from HAZLET, NJ to HOLMDEL, NJ. IAPD ↗
48
LEGACIES WEALTH LLC — moved its main office from WAYZATA, MN to MINNETONKA, MN. IAPD ↗
48
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC — moved its main office from NEW YORK, NY to HOLMDEL, NJ. IAPD ↗
48
AIFAM GROUP LLC — moved its main office from WHITE PLAINS, NY to RYE, NY. IAPD ↗
48
PREPARED RETIREMENT INSTITUTE LLC — moved its main office from LANSDALE, PA to MONTGOMERYVILLE, PA. IAPD ↗
48
INNOVA ADVISORS — moved its main office from MIAMI, FL to CORAL GABLES, FL. IAPD ↗
47
SHELTON CAPITAL MANAGEMENT — notice-filed in OH. IAPD ↗
47
PLANCORP, LLC — notice-filed in UT. IAPD ↗
47
CJM WEALTH ADVISERS, LTD. — notice-filed in WV. IAPD ↗
47
CALIFORNIA FINANCIAL ADVISORS — notice-filed in IL. IAPD ↗
47
WELCH & FORBES LLC — notice-filed in LA. IAPD ↗
47
SAGE FINANCIAL GROUP INC. — notice-filed in LA. IAPD ↗
47
FINANCIAL SYMMETRY INC. — notice-filed in MA. IAPD ↗
47
SAX WEALTH ADVISORS, LLC — notice-filed in TN. IAPD ↗
47
SAXONY CAPITAL MANAGEMENT, LLC — notice-filed in NH, OR. IAPD ↗
47
MIDWEST CAPITAL ADVISORS, LLC — notice-filed in TX. IAPD ↗
47
KLINGMAN AND ASSOCIATES, LLC — notice-filed in OH. IAPD ↗
47
ABACUS WEALTH PARTNERS — notice-filed in SD. IAPD ↗
47
MCF ADVISORS, LLC — notice-filed in KS. IAPD ↗
47
SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE — notice-filed in FL, IA. IAPD ↗
47
OMNISTAR FINANCIAL GROUP, INC. — notice-filed in MA, VA. IAPD ↗
47
CLEARWATER CAPITAL PARTNERS — notice-filed in MA. IAPD ↗
47
CMH WEALTH MANAGEMENT, LLC — notice-filed in IL, MD. IAPD ↗
47
INTEGRITY INVESTMENT ADVISORS — notice-filed in NC, WA. IAPD ↗
47
NAPLES GLOBAL ADVISORS — notice-filed in CA. IAPD ↗
47
DE GROOTE FINANCIAL GROUP, LLC — notice-filed in UT. IAPD ↗
47
WRENNE FINANCIAL PLANNING LLC — notice-filed in NE, NJ. IAPD ↗
47
SUMMIT TRAIL ADVISORS, LLC — notice-filed in DC. IAPD ↗
47
BALBOA WEALTH PARTNERS, INC. — notice-filed in GA. IAPD ↗
47
INTEGRITY ADVISORY SOLUTIONS — notice-filed in RI. IAPD ↗
47
VALUEWEALTH SERVICES, LLC — notice-filed in CO, IL. IAPD ↗
47
SERENITY INVESTMENT ADVISORS — notice-filed in GA, PA. IAPD ↗
47
NAVITER WEALTH, LLC — notice-filed in KY. IAPD ↗
47
MOMENT PRIVATE WEALTH — notice-filed in IL, LA. IAPD ↗
47
ALLIANCE WEALTH ADVISORS, LLC — notice-filed in AK, VA. IAPD ↗
47
PEAK RETIREMENT PLANNING, INC. — notice-filed in NV, TN. IAPD ↗
47
OPAL CAPITAL LLC — notice-filed in MD, VA. IAPD ↗
47
COREVISION FINANCIAL GROUP — notice-filed in NH. IAPD ↗
47
BBVA GLOBAL WEALTH ADVISORS, INC. — notice-filed in DE. IAPD ↗
47
WAVVEST WEALTH — notice-filed in CA, OH. IAPD ↗
47
PRASAD WEALTH PARTNERS — notice-filed in AZ, MA. IAPD ↗
47
ELEVATED FINANCIAL GROUP — notice-filed in NJ, NY. IAPD ↗
46
SETARCOS WEALTH ADVISORS LLC — notice-filed in CA, GA, TX. IAPD ↗
46
BOLDIN ADVISORS — notice-filed in ID, ME, UT. IAPD ↗
46
SOLYCO WEALTH LLC — notice-filed in IL, MD, NC. IAPD ↗
46
DOMAIN MONEY ADVISORS, LLC — notice-filed in KS, KY, NH. IAPD ↗
46
KUCHARO WEALTH — notice-filed in IL, KY, NE. IAPD ↗
45
RIDGE CAPITAL MANAGEMENT, LLC — moved its main office from ALPHARETTA, GA to JOHN CREEK, GA. IAPD ↗
45
HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC. — moved its main office from NOVATO, CA to SAN RAFAEL, CA. IAPD ↗
45
MINDFUL WEALTH LLC — moved its main office from NORTHBROOK, IL to GLENCOE, IL. IAPD ↗
45
MILLSTONE FINANCIAL GROUP — moved its main office from MILLSTONE, NJ to PRINCETON, NJ. IAPD ↗
45
BRIGHT LAKE WEALTH MANAGEMENT, LLC — moved its main office from ROSEVILLE, CA to REDDING, CA. IAPD ↗
45
FINANCEHQ LLC — moved its main office from CORAL GABLES, FL to NEW YORK, NY. IAPD ↗
45
CAVU WEALTH ADVISORS, LLC — moved its main office from MORAGA, CA to WALNUT CREEK, CA. IAPD ↗
45
TBG-BEDFORD GROUP LLC — moved its main office from FESTUS, MO to SAINT LOUIS, MO. IAPD ↗
45
WESTERN FINANCIAL CORPORATION — notice-filed in NV. IAPD ↗
45
WEALTH MANAGEMENT RESOURCES, INC. — notice-filed in NJ. IAPD ↗
45
SEARCY FINANCIAL SERVICES, INC. — notice-filed in ID. IAPD ↗
45
M.Z. KARK & ASSOCIATES, INC — notice-filed in PA. IAPD ↗
45
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC — notice-filed in IN. IAPD ↗
45
HORIZON INVESTMENT SERVICES, LLC. — notice-filed in NY. IAPD ↗
45
INVESTMENT MANAGEMENT ASSOCIATES — notice-filed in CT. IAPD ↗
45
INTREPID FINANCIAL PLANNING GROUP, LLC — notice-filed in GA. IAPD ↗
45
MADDEN ADVISORY SERVICES, INC. — notice-filed in TN. IAPD ↗
45
FINANCIAL SECURITY MANAGEMENT, INC — notice-filed in MO. IAPD ↗
45
MACRO ADVISORS, INC. — notice-filed in DE. IAPD ↗
45
ABSOLUTE CAPITAL MANAGEMENT, LLC — notice-filed in NV. IAPD ↗
45
PURKISS CAPITAL ADVISORS, LLC — notice-filed in GA. IAPD ↗
45
CRAVENS & COMPANY WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗
45
NORTHEAST PLANNING ASSOCIATES, INC. — notice-filed in CT. IAPD ↗
45
PHOCAS FINANCIAL CORPORATION — notice-filed in FL. IAPD ↗
45
BIGELOW INVESTMENT ADVISORS, LLC — notice-filed in VA. IAPD ↗
45
SCHEAR INVESTMENT ADVISERS, LLC — notice-filed in KY. IAPD ↗
45
LANTERN WEALTH ADVISORS, LLC — notice-filed in UT. IAPD ↗
45
ILLUMINATION WEALTH MANAGEMENT — notice-filed in VA. IAPD ↗
45
VISIONARY HORIZONS, LLC — notice-filed in NY. IAPD ↗
45
FIRST FINANCIAL COACHING, INC. — notice-filed in MD. IAPD ↗
45
LIFESTEPS FINANCIAL — notice-filed in AL. IAPD ↗
45
KIKER WEALTH MANAGEMENT, LLC — notice-filed in MN. IAPD ↗
45
COVENANT WEALTH ADVISORS — notice-filed in MA. IAPD ↗
45
SEQUENT PLANNING, LLC — notice-filed in RI. IAPD ↗
45
MKT ADVISORS LLC — notice-filed in TN. IAPD ↗
45
EPIQ PARTNERS, LLC — notice-filed in TX. IAPD ↗
45
ELMWOOD WEALTH MANAGEMENT — notice-filed in WA. IAPD ↗
45
CADENT CAPITAL ADVISORS, LLC — notice-filed in TN. IAPD ↗
45
G&S CAPITAL LLC — notice-filed in VA. IAPD ↗
45
UPSTART WEALTH MANAGEMENT, LLC — notice-filed in CT. IAPD ↗
45
QUARTZ PARTNERS INVESTMENT MANAGEMENT — notice-filed in NJ. IAPD ↗
45
SIGHTLINE WEALTH ADVISORS, LLC — notice-filed in VA. IAPD ↗
45
GRANITE HARBOR ADVISORS, INC. — notice-filed in WI. IAPD ↗
45
FORTHRIGHT WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
45
MIRAMONTES CAPITAL, LLC — notice-filed in NY. IAPD ↗
45
CASTLEVIEW PARTNERS, LLC — notice-filed in UT. IAPD ↗
45
FWG INVESTMENTS, LLC — notice-filed in MS. IAPD ↗
45
RUNNING OAK CAPITAL LLC — notice-filed in CA. IAPD ↗
45
LIFEWORKS ADVISORS, LLC — notice-filed in NV. IAPD ↗
45
LONGVIEW FINANCIAL ADVISORS, LLC — notice-filed in VA. IAPD ↗
45
MORTON BROWN FAMILY WEALTH LLC — notice-filed in CA. IAPD ↗
45
VAN CLEMENS WEALTH MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
45
FERGUSON SHAPIRO LLC — notice-filed in SC. IAPD ↗
45
ACCRETIVE WEALTH PARTNERS, LLC — notice-filed in NH. IAPD ↗
45
OPES WEALTH MANAGEMENT, LLC — notice-filed in VA. IAPD ↗
45
ECIO, INC. — notice-filed in VA. IAPD ↗
45
HOXTON WEALTH — notice-filed in ME. IAPD ↗
45
AMARA FINANCIAL, LLC — notice-filed in MA. IAPD ↗
45
THE INVICTUS COLLECTIVE, LLC — notice-filed in MA. IAPD ↗
45
MISSION FINANCIAL GROUP, LLC — notice-filed in MI. IAPD ↗
45
WILON WEALTH MANAGEMENT — notice-filed in SD. IAPD ↗
45
FAITH INVESTOR SERVICES — notice-filed in MN. IAPD ↗
45
H. L. ORMOND & COMPANY, LLC — notice-filed in GA. IAPD ↗
45
EMPOWER FINANCIAL ADVISORY, LLC — notice-filed in PA. IAPD ↗
45
FYRA CAPITAL MANAGEMENT — notice-filed in KS. IAPD ↗
45
NOBLE FAMILY WEALTH — notice-filed in CO. IAPD ↗
45
GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC — notice-filed in GA. IAPD ↗
45
TRUEWEALTH FINANCIAL PARTNERS — notice-filed in WI. IAPD ↗
45
BLODGETT WEALTH ADVISORS, LLC — notice-filed in ID. IAPD ↗
45
STEVENS CAPITAL PARTNERS — notice-filed in LA. IAPD ↗
45
PORTFOLIO DESIGN LABS, LLC — notice-filed in OR. IAPD ↗
45
UNIVERSAL FINANCIAL ADVISORS, LLC — notice-filed in VA. IAPD ↗
45
OXFORD WEALTH GROUP, LLC — notice-filed in AL. IAPD ↗
45
CENTRAL PINE CAPITAL, LLC — notice-filed in FL. IAPD ↗
45
IDB LIDO WEALTH, LLC — notice-filed in TX. IAPD ↗
45
DODDS WEALTH, LLC — notice-filed in GA. IAPD ↗
45
EVEXIA WEALTH, LLC — notice-filed in TN. IAPD ↗
45
MDRN CAPITAL — notice-filed in KY. IAPD ↗
45
LIFEGOAL INVESTMENTS, LLC — notice-filed in PA. IAPD ↗
45
RELATION WEALTH MANAGEMENT, INC. — notice-filed in CO. IAPD ↗
45
PARKWOODS WEALTH PARTNERS, LLC — notice-filed in WA. IAPD ↗
45
BERNICKE WEALTH MANAGEMENT — notice-filed in CO. IAPD ↗
45
TMB CAPITAL PARTNERS, LLC — notice-filed in NY. IAPD ↗
44
COLE WEALTH MANAGEMENT, LLC — notice-filed in ID, WA. IAPD ↗
44
LAUREATE WEALTH MANAGEMENT, LLC — notice-filed in MN, TN. IAPD ↗
44
MPI WEALTH MANAGEMENT LLC — notice-filed in FL, TX. IAPD ↗
44
CITY DIFFERENT INVESTMENTS — notice-filed in FL, OR. IAPD ↗
44
VANQUOUR LLC — notice-filed in CT, FL. IAPD ↗
44
ARTA FINANCE — notice-filed in DE, SD. IAPD ↗
44
CAPITAL AND PLANNING, LLC — notice-filed in MO, WA. IAPD ↗
44
PELTOMA CAPITAL PARTNERS — notice-filed in NC, OR. IAPD ↗
44
HORIZON WEALTH — notice-filed in CA, WY. IAPD ↗
44
DOW FAMILY OFFICE ADVISORY, LLC — notice-filed in CT, NJ. IAPD ↗
42
CONTINENTAL INVESTORS SERVICES, INC. — notice-filed in SD. IAPD ↗
42
SECURE PLANNING — notice-filed in AZ. IAPD ↗
42
SIGNIA CAPITAL MANAGEMENT — notice-filed in TX. IAPD ↗
42
RMG ADVISORS — notice-filed in WA. IAPD ↗
42
KCD FINANCIAL, INC. — notice-filed in AL. IAPD ↗
42
KENSINGTON FINANCIAL GROUP, INC. — notice-filed in SC. IAPD ↗
42
STEWARDSHIP FINANCIAL PLANNING — notice-filed in TX. IAPD ↗
42
ALPHA PLANNING AND FINANCIAL SERVICES, INC. — notice-filed in TX. IAPD ↗
42
MCM WEALTH — notice-filed in NJ. IAPD ↗
42
WRIGHT PRIVATE ASSET MANAGEMENT LLC — notice-filed in TN. IAPD ↗
42
CAMPBELL FINANCIAL PARTNERS, LLC — notice-filed in TX. IAPD ↗
42
J. FREEMAN & ASSOCIATES — notice-filed in NH. IAPD ↗
42
ORCA INVESTMENT MANAGEMENT, LLC — notice-filed in NY. IAPD ↗
42
VANNOY ADVISORY GROUP, INC. — notice-filed in WA. IAPD ↗
42
ALLOS INVESTMENT ADVISORS, LLC — notice-filed in ID. IAPD ↗
42
BALANCED ROCK INVESTMENT ADVISORS — notice-filed in NY. IAPD ↗
42
HIPPOCRATIC FINANCIAL ADVISORS — notice-filed in NY. IAPD ↗
42
PACIFIC EXCEL WEALTH ADVISORS, INC. — notice-filed in TX. IAPD ↗
42
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC — notice-filed in RI. IAPD ↗
42
EPIC ADVISORY SERVICES CORP — notice-filed in SD. IAPD ↗
42
ALVIN CLAY FINANCIAL ADVISORS, LLC — notice-filed in NJ. IAPD ↗
42
HELIUM ADVISORS LLC — notice-filed in GA. IAPD ↗
42
COMPASS RETIREMENT GROUP LLC — notice-filed in KS. IAPD ↗
42
TESSARA WEALTH — notice-filed in OH. IAPD ↗
42
SEEDSAFE FINANCIAL LLC — notice-filed in NY. IAPD ↗
42
PMG WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗
42
ELEVATE CAPITAL ADVISORS — notice-filed in NV. IAPD ↗
42
ACRYLIC FINANCIAL, INC. — notice-filed in NJ. IAPD ↗
42
BONFIRE FINANCIAL, LLC — notice-filed in MN. IAPD ↗
42
SAN BLAS ADVISORY, INC. — notice-filed in PR. IAPD ↗
42
SCHOLAR FINANCIAL ADVISING, LLC — notice-filed in CT. IAPD ↗
42
ODYSSEY CAPITAL ADVISORS INC. — notice-filed in TN. IAPD ↗
42
INFINITY FINANCIAL SERVICES ADVISORY — notice-filed in PR. IAPD ↗
42
ALGORITHMIC INVESTMENT MODELS — notice-filed in VI. IAPD ↗
42
ILLUMINATE WEALTH MANAGEMENT — notice-filed in VA. IAPD ↗
42
BLOM & HOWELL FINANCIAL PLANNING, INC. — notice-filed in IL. IAPD ↗
42
CHARIS LEGACY PARTNERS — notice-filed in AZ. IAPD ↗
42
HEISTEN WRENN PRIVATE WEALTH, LLC — notice-filed in LA. IAPD ↗
42
PEAK FINANCIAL PLANNING — notice-filed in UT. IAPD ↗
42
VINCIMUS CAPITAL, LLC — notice-filed in WA. IAPD ↗
42
TOTAL WEALTH SOLUTIONS — notice-filed in TX. IAPD ↗
42
POINT NEMO CAPITAL, LLC — notice-filed in LA. IAPD ↗
42
RIVERTREE WEALTH — notice-filed in VA. IAPD ↗
42
QUANTITATIVE FINANCIAL STRATEGIES — notice-filed in TX. IAPD ↗
42
VAN DIEST CAPITAL — notice-filed in MO. IAPD ↗
42
RISE NORTH CAPITAL INVESTMENT ADVISORS — notice-filed in KS. IAPD ↗
42
CYNOSURE PORTFOLIO ADVISORS LLC — notice-filed in CA. IAPD ↗
42
MUSAFFA LLC — notice-filed in NJ. IAPD ↗
42
MCKINNEY CAPITAL MANAGEMENT — notice-filed in MI. IAPD ↗
42
BAYTRUST WEALTH MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
42
CHAMBERLAIN LANE CAPITAL, LLC — notice-filed in TX. IAPD ↗
42
SOONER PRIVATE FINANCIAL LLC — notice-filed in MA. IAPD ↗
42
GREG JENNINGS, LLC — notice-filed in TX. IAPD ↗
30
ALLSPRING FUNDS MANAGEMENT, LLC — changed its website from allspringglobal.com to music.amazon.com. IAPD ↗
30
ZACKS INVESTMENT MANAGEMENT, INC. — changed its website from zacksandassociates.com to zacksintelligence.com. IAPD ↗
30
CONSOLIDATED PORTFOLIO REVIEW CORP — changed its website from martinsonstolleradvisors.com to amcapwealth.com. IAPD ↗
30
ACORN FINANCIAL ADVISORY SERVICES, INC. — changed its website from olddominionira.com to acorn-financial.com. IAPD ↗
30
TWO WEST CAPITAL ADVISORS LLC — changed its website from stewartadvisory.com to twowestcompanies.com. IAPD ↗
30
THE PATRIOT FINANCIAL GROUP, LLC — changed its website from rulefinancialservices.com to bankgloucester.com. IAPD ↗
30
HIGH PROBABILITY ADVISORS, LLC — changed its website from highprobabilityadvisors.com to vimeo.com. IAPD ↗
30
ASCENTIS INDEPENDENT ADVISORS, LLC — changed its website from ascentisadvisors.com to marshallwealthadvisors.com. IAPD ↗
28
LANTERN WEALTH ADVISORS, LLC — changed its website from lanternwa.com to heroldlantern.com. IAPD ↗
28
KEENER FINANCIAL PLANNING — changed its website from objectivefinancialplanning.com to keenerfinancialplanning.com. IAPD ↗
28
WELLMENT FINANCIAL — changed its website from fsrwealth.com to academy.wellment.com. IAPD ↗
28
SUNCAP MANAGEMENT — changed its website from hackett-group.com to 4suncap.com. IAPD ↗
28
SERENITY INVESTMENT ADVISORS — changed its website from yelp.com to serenitywm.com. IAPD ↗
28
WEST WEALTH GROUP, LLC — changed its website from ensemblewm.com to yelp.com. IAPD ↗
28
STEVENS CAPITAL PARTNERS — changed its website from stevenscapitalpartners.com to mypurposefulwealth.com. IAPD ↗
28
PARKWOODS WEALTH PARTNERS, LLC — changed its website from parkwoodswealth.com to parkwoods.com. IAPD ↗
25
WEALTH MANAGEMENT SOLUTIONS — changed its website from nextdoor.com to findyourindependentadvisor.com. IAPD ↗
25
KEEN CAPITAL, LTD — changed its website from coreadvisors.com to keeninvestors.com. IAPD ↗
25
BAMBOO WEALTH STRATEGIES — changed its website from bamboowealth.com to bamboowealthstrategies.com. IAPD ↗
25
FOREFRONT ASSET MANAGEMENT, LLC — changed its website from bookameetingwithus.com to forefrontam.com. IAPD ↗
25
HAZLETT WEALTH MANAGEMENT LLC — changed its website from hazlettwealth.com to hazlettwealthmanagement.com. IAPD ↗
25
WEALTHIE ADVISORS — changed its website from wealthieadvisors.com to bewealthie.com. IAPD ↗
85
SMBC ASSET MANAGEMENT, INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
MONROE CAPITAL REAL ESTATE CREDIT ADVISORS, LLC — (CHICAGO, IL) is newly SEC-registered with $140.2M RAUM and 5 advisory reps. IAPD ↗institutional
85
FORVM GLOBAL INVESTMENTS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
MERIT CAPITAL PARTNERS VI, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps. IAPD ↗institutional
85
AMBROSE CAPITAL ADVISORS, LLC — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional
85
ORION PARTNERS, LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
MERAKI CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
EF PORTFOLIO — (SACRAMENTO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ROCKFORD TOWER ASSET MANAGEMENT, L.L.C. — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 99 advisory reps. IAPD ↗institutional
83
CULTIVATION CAPITAL, LLC — (ST. LOUIS, MO) is newly SEC-registered with $416.4M RAUM and 1 advisory reps. IAPD ↗fund
83
MERRITT POINT PARTNERS LLC — (OAKLAND, CA) is newly SEC-registered with $636.1M RAUM and 3 advisory reps. IAPD ↗fund
83
PAVAKI CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $410.1M RAUM and 2 advisory reps. IAPD ↗fund
83
GRAND CENTRAL MUSIC — (location n/a) is newly SEC-registered with $287.6M RAUM and 4 advisory reps. IAPD ↗fund
83
THE CONNOR GROUP FUND MANAGER, LLC — (MIAMISBURG, OH) is newly SEC-registered with $494.3M RAUM and 2 advisory reps. IAPD ↗fund
80
TRELLUS MANAGEMENT COMPANY, LLC — (DELRAY BEACH, FL) is newly SEC-registered with $156.3M RAUM and 2 advisory reps. IAPD ↗fund
80
QUALIVIAN INVESTMENT PARTNERS — (location n/a) is newly SEC-registered with $2.8M RAUM and 1 advisory reps. IAPD ↗fund
80
MEDICI CAPITAL LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $215.8M RAUM and 1 advisory reps. IAPD ↗fund
80
BLUHAUS CAPITAL MANAGEMENT LLC — (GUAYNABO, PR) is newly SEC-registered with $230.8M RAUM and 3 advisory reps. IAPD ↗fund
80
OVERLAY MANAGEMENT, LLC — (ALPHARETTA, GA) is newly SEC-registered with $168.6M RAUM and 8 advisory reps. IAPD ↗fund
80
GLOBAL VENTURE MANAGEMENT LLC — (SAN JUAN, PR) is newly SEC-registered with $130.0M RAUM and 1 advisory reps. IAPD ↗fund
80
HAYBEACH CAPITAL MANAGEMENT, LLC — (RYE, NY) is newly SEC-registered with $172.8M RAUM and 4 advisory reps. IAPD ↗fund
80
80
42 AM, LLC — (NEW YORK, NY) is newly SEC-registered with $51.9M RAUM and 5 advisory reps. IAPD ↗fund
80
PARK ROAD PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗fund
70
CARNELIAN ASSET MANAGEMENT & ADVISORS PRIVATE LIMITED — (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $1.50B RAUM and 4 advisory reps. IAPD ↗foreign
70
KRISTAL.AI — (SINGAPORE, Singapore) is newly SEC-registered with $1.27B RAUM and 15 advisory reps. IAPD ↗foreign
65
ALPHA INNOVATIONS LTD. — (HAMILTON, Bermuda) is newly SEC-registered with $231.5M RAUM and 8 advisory reps. IAPD ↗foreign
65
GOLDSTANDARD WEALTH — (MUMBAI, India) is newly SEC-registered with $64.6M RAUM and 12 advisory reps. IAPD ↗foreign
65
KYNANCE COVE CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
KALEIDO CAPITAL PARTNERS LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗foreign
45
DBX ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 2 (133 -> 135). IAPD ↗institutional
45
45
45
43
LIGHT ARC CAPITAL MANAGEMENT LLC — ONE RIVER VOLATILITY ARBITRAGE LLC is now doing business as . IAPD ↗fund
40
DEUTSCHE BANK SECURITIES INC. — 's Item 11 disclosure-reporting entries rose by 2 (710 -> 712). IAPD ↗institutional
40
CAPITAL CLIENT GROUP, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗institutional
40
CAPITAL INTERNATIONAL, INC. — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗fund
40
CAPITAL RESEARCH COMPANY — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗institutional
40
40
40
MADISON AVENUE SOLUTIONS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗fund
40
SOUNDWATCH CAPITAL, LLC — moved its main office from ROWAYTON, CT to DALLAS, TX. IAPD ↗institutional
40
INFINITE GIVING ADVISORY SERVICES, INC. — notice-filed in ID, KY, MO, NJ, NM, OR, SC, UT. IAPD ↗institutional
40
38
37
37
35
MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC. — moved its main office from CHICAGO, IL to CHICAGO, CT. IAPD ↗fund
35
33
HIGHCREST CAPITAL, LLC — moved its main office from FREDRICKSBURG, TX to FREDERICKSBURG, TX. IAPD ↗fund
33
ARDAN EQUITY PARTNERS, LLC — moved its main office from MIAMI, FL to WEST PALM BEACH, FL. IAPD ↗fund
33
HAMILTON SQUARE PARTNERS MANAGEMENT, LP — moved its main office from PRINCETON, NJ to NEW YORK, NY. IAPD ↗fund
33
32
32
32
30
30
30
25
DWS INTERNATIONAL GMBH — 's Item 11 disclosure-reporting entries rose by 2 (133 -> 135). IAPD ↗foreign
25
GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL — 's Item 11 disclosure-reporting entries rose by 2 (29 -> 31). IAPD ↗foreign
25
DWS INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (132 -> 134). IAPD ↗foreign
25
DWS ALTERNATIVES GLOBAL LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (149 -> 151). IAPD ↗foreign
25
DWS INVESTMENTS HONG KONG LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (135 -> 137). IAPD ↗foreign
25
GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. — 's Item 11 disclosure-reporting entries rose by 2 (33 -> 35). IAPD ↗foreign
25
GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (33 -> 35). IAPD ↗foreign
25
GOLDMAN SACHS ASSET MANAGEMENT (SINGAPORE) PTE. LTD. — 's Item 11 disclosure-reporting entries rose by 2 (33 -> 35). IAPD ↗foreign
21
20
SOUNDWATCH CAPITAL, LLC — changed its website from soundwatch.com to soundwatchfunds.com. IAPD ↗institutional
18
TEUCRIUM INVESTMENT ADVISORS, LLC — changed its website from teucrium.com to insights.teucrium.com. IAPD ↗institutional
18
17
15
15
13
FIRST SENTIER INVESTORS (US) LLC — changed its website from firstsentiergroup.com to firstsentierfunds.com. IAPD ↗fund
12
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.