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AMBROSE CAPITAL ADVISORS, LLC

INDIANAPOLIS, IN · CRD 341604 · IAPD ↗ · ambrosepg.com · 1 317-573-4600

$228.2MRegulatory AUM
15Advisory reps
48Employees
0Clients
n/aPlanning clients
1Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
October 2026 — AMBROSE CAPITAL ADVISORS, LLC now reports custody of client assets ($228.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
October 2026 — AMBROSE CAPITAL ADVISORS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
October 2026 — AMBROSE CAPITAL ADVISORS, LLC now reports 1 private fund(s) ($228.2M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
June 2026 — AMBROSE CAPITAL ADVISORS, LLC (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.