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UNIVERSAL FINANCIAL ADVISORS, LLC

ST. LOUIS, MO · CRD 318392 · IAPD ↗ · universaladvisorsgroup.com · 314-721-5522

$277.5MRegulatory AUM
8Advisory reps
8Employees
0Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
September 2026 — UNIVERSAL FINANCIAL ADVISORS, LLC notice-filed in CA, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
June 2026 — UNIVERSAL FINANCIAL ADVISORS, LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — UNIVERSAL FINANCIAL ADVISORS, LLC grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
April 2025 — UNIVERSAL FINANCIAL ADVISORS, LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2025 — UNIVERSAL FINANCIAL ADVISORS, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.