← Tributary

PAVAKI CAPITAL MANAGEMENT, LLC

· CRD 316395 · IAPD ↗ · spotifyanchor-web.app.link · 719-542-7223

$410.1MRegulatory AUM
6Advisory reps
6Employees
0Clients
0Planning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

57
September 2026 — PAVAKI CAPITAL MANAGEMENT, LLC grew from 2 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
83
June 2026 — PAVAKI CAPITAL MANAGEMENT, LLC (location n/a) is newly SEC-registered with $410.1M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.