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SILVER BIRCH FINANCIAL LLC

· CRD 341785 · IAPD ↗ · silverbirchfinancial.com · (802) 302-5122

$399.5MRegulatory AUM
4Advisory reps
7Employees
0Clients
101-250Planning clients
0Private funds
9States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

71
September 2026 — SILVER BIRCH FINANCIAL LLC grew from 1 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
September 2026 — SILVER BIRCH FINANCIAL LLC reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
June 2026 — SILVER BIRCH FINANCIAL LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.