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QUANTITATIVE FINANCIAL STRATEGIES

· CRD 331416 · IAPD ↗ · quantitativefinancialstrategies.com · 714-300-5143

$156.2MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
September 2026 — QUANTITATIVE FINANCIAL STRATEGIES added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
June 2026 — QUANTITATIVE FINANCIAL STRATEGIES notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2026 — QUANTITATIVE FINANCIAL STRATEGIES (location n/a) is newly SEC-registered with $156.2M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.